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14 Apr 2019, 7:54 am by MOTP
On about July 10, 2002, Wakefield used the Wells Fargo Visa card, accepting the terms. [read post]
13 Apr 2019, 12:39 pm by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Dean Grant (Grant), formerly associated with M Holdings Securities, Inc. [read post]
12 Apr 2019, 2:35 pm by opseo
When determining whether Social Security income is taxable the government uses a formula that calculates the taxable amount. [read post]
12 Apr 2019, 8:22 am by Silver Law Group
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Grossman, Robert   David Lerner Associates, Inc   National Planning Corporation   Jacobowitz, Oded   Securities America, Inc   JP Morgan Securities LLC   James, Garland   Garden State… [read post]
12 Apr 2019, 5:19 am
In the Matter of Buckman, Buckman & Reid, Inc. and Harry John "... [read post]
11 Apr 2019, 1:22 pm by Lev Sugarman
Email the Roundup Team noteworthy law and security-related articles to include, and follow us on Twitter and Facebook for additional commentary on these issues. [read post]
11 Apr 2019, 12:14 pm by Renae Lloyd
Microcap Stock Investigation According to a press announcement in November 2018, the Securities and Exchange Commission charged four individuals for their roles in a scheme to profit from the manipulation and illegal sale of  microcap stock of two publicly traded companies, Environmental Packaging Technologies Holdings, Inc. and CURE Pharmaceutical Holding Corp. [read post]
11 Apr 2019, 4:21 am by Cynthia Marcotte Stamer
Stamer also is widely recognized for her extensive work and leadership on leading edge health care and benefit policy and operational issues including meaningful use and EMR, billing and reimbursement, quality measurement and reimbursement, HIPAA, FACTA, PCI, trade secret, physician and other medical confidentiality and privacy, federal and state data security and data breach and other information privacy and data security rules and many other concerns. [read post]
9 Apr 2019, 2:13 pm by Keahn Morris and John Bolesta
Burns Security Services, Inc., 406 U.S. 272 (1972), the Supreme Court held that an employer who purchases the assets of a unionized business (and who may ultimately qualify as a successor employer with a duty to recognize and bargain with a union) is still free to set the initial wages, hours and working conditions of those it offers employment to unless the new employer clearly plans to retain all of its predecessor ’s unionized employees, rendering the new employer what is… [read post]
4 Apr 2019, 3:36 pm by Stephen Honig
Along comes Turn-Key Jet Inc., a charter service. [read post]
4 Apr 2019, 8:57 am by ccollins
Gibb has also settled parallel civil charges brought by the US Securities and Exchange Commission (SEC) in which part of that deal involves the liquidation of his Sweetwater Income Flood LP Fund. [read post]
3 Apr 2019, 7:38 am by Lubiner, Schmidt & Palumbo, LLC
ECP was affiliated with Securities America, Inc., and investment advisory headquartered in La Vista, NE. [read post]
3 Apr 2019, 7:04 am by John Elwood
That brings us to Daniel v. [read post]