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5 Jan 2012, 1:53 pm by Lindsey Williams
Eaglesham and Siconolfi also reported that “the bank’s [BNY] foreign-exchange traders grew concerned about a leaker” and in an earlier WSJ article, entitled “Secret Informant Surfaces in BNY Currency Probe”, reporter Carrick Mollenkamp stated “BNY Mellon sought to discover the insider’s identity and to fight the lawsuits. [read post]
14 Aug 2020, 8:48 am by anne
At the time, Park touted herself as an experienced trader who had generated annual returns of as high as 50 percent; in fact, Park’s was consistently unsuccessful, losing $19.5 million of the $20 million she traded. [read post]
11 May 2012, 2:57 pm
An informal complaint backed by the threat of litigation and administrative investigations was lodged with Charles Schwab by the lawyer for a blind day trader. [read post]
22 Oct 2013, 3:17 pm by Robert C. White Jr.
Rather than traders waving pieces of paper (the historical process at the NYSE), Nasdaq pioneered the use of electronic quotation boards and other advanced methods in its operations. [read post]
24 Jun 2011, 7:55 am by McNabb Associates, P.C.
He falsely claimed these profits were possible because of his academic pedigree, including Master’s and Ph.D. degrees acquired at a prestigious university in Spain (Blackwell holds no such degrees); his extensive experience as a trader (he has little, if any, such experience); and the know-how and connections he acquired while employed by Goldman Sachs and The Bank of Madrid (he never worked at either firm). [read post]
30 Mar 2023, 7:33 am by Ilana Korchia
In response to this investigation, Scenic Fruit Company of Gresham, Oregon voluntarily recalled frozen organic strawberries, sold to Costco, Trader Joe’s, Aldi, KeHE, Vital Choice Seafood, and PCC Community Markets in certain states. [read post]
1 Dec 2010, 6:21 am by Adam Chandler
First Derivative Traders. [read post]
10 Sep 2020, 3:00 am by John Jenkins
The order charging NFS finds that it violated the underwriter prospectus delivery provisions of Securities Act Rule 173, and failed reasonably to supervise the traders that sold the FuelCell securities within the meaning of Section 15(b)(4)(E) of the Securities Exchange Act of 1934 and Section 203(e)(6) of the Investment Advisers Act of 1940. [read post]
8 Mar 2012, 9:36 am by Eric
FWIW, I rarely worry about price comparison at Trader Joe's, even with respect to private-labeled goods, because they have repeatedly proven to me that they give me good value. [read post]
SEC
13 Jan 2010, 1:02 pm by N. Peter Rasmussen
Hawke, and will focus on investigations involving large-scale market abuses and complex manipulation schemes by institutional traders, market professionals and others. [read post]
2 Dec 2008, 11:09 pm
Samuels says Leonard Baxt of Dow Lohnes in Washington, D.C. is also advising Utay; Baxt helped a group led by exchange trader John Henry win ownership of the Boston Red Sox in 2002, Samuels says. [read post]
17 Mar 2008, 1:34 am
On the edges, that value is affected by the issues of the day, but the longer term value reflects the opinion of investors, traders, and others on the health of American enterprise and the national economic system.So why has the dollar shrunk in value? [read post]
30 Nov 2018, 9:42 am by admin
James Cordier, the head trader and founder of OptionSellers, also posted a video online recently to explain the situation and included an emotional apology to clients stating that losses from poor bets on energy prices would likely lead to the demise of his firm, according to recent report. [read post]
28 Mar 2019, 11:25 am by Kish Law
First Derivative Traders said that a person “makes” an untrue statement if he or she has “ultimate authority over the statement, including its content and whether and how to communicate it. [read post]
28 Feb 2018, 12:11 am by Tessa Shepperson
Most of whom, anecdotally, are happier dealing with dodgy traders on market stalls and unwilling to grapple with the more complex rules regarding dodgy letting agents and landlords. [read post]
22 Feb 2009, 3:22 am
In remarks at the Security Traders Association mid-winter meeting, the SEC official emphasized that a CCP can also reduce systemic risks by preventing the failure of a single market participant from having a disproportionate effect on the overall market.A central counterparty can also facilitate greater market transparency and encourage a more competitive trading environment, she explained, which could decrease transaction costs, improve price transparency, and contribute to an increase in… [read post]
3 Nov 2011, 7:32 pm
” According to the Renewable Fuels Association, ePure is specifically alleging that international ethanol traders were exporting E90 (90 percent ethanol blends) to Europe to take advantage of the European Union’s (EU) lower tariff on such blends as well as the $0.45 per gallon tax credit (VEETC) for ethanol blending in the U.S... [read post]
14 Sep 2016, 7:17 am by Denis Stearns
In addition to Tropical Smoothie Café, LLC, the defendants include JMG Enterprises, Inc. of Great Falls, VA; Sysco Corporation of Houston, TX; Sysco Hampton Roads, Inc. of Houston, TX; Sysco VA, LLC of Harrisonburg, VA; Sysco Merchandising and Supply Chain Services, Inc. of Houston, TX; International Traders, Inc. of Rocky Mount, NC; Patagonia Foods, LLC of San Luis Obispo, CA; and VLM Foods USA, Inc. of Plattsburgh, NY. [read post]
22 Mar 2014, 7:23 am by Milen Hristov
As written in the claim application, the claimant X was not doing carriage of goods but he merey was driving the vehicle empty to town of Pleven to leave the vehicle for sale at an auto trader. [read post]