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9 Sep 2010, 5:00 am by Richard
He received positive responses from many traders, but resistance from others, in particular a teenager named Eleanor. [read post]
8 Sep 2010, 4:43 pm by Securites Lawprof
The financial press is reporting that UK's Financial Services Authority (FSA) and Goldman Sachs have agreed to settle charges that Goldman failed to disclose that its trader Fabrice Tourre was under SEC investigation when he relocated from New York to... [read post]
7 Sep 2010, 12:56 pm by Simon Lester
I've mentioned before (most recently, here) that I'm skeptical of applying a "best treatment" / "individual comparison" standard to non-discrimination in the IEL context (I'm more concerned with WTO rules than with investment treaties, but my views apply to the latter as well). [read post]
7 Sep 2010, 9:55 am by Lyle Denniston
First Derivative Traders (09-525) — Securities fraud liability of investment adviser to a mutual fund for the fund’s misleading statements about trading practices. [read post]
7 Sep 2010, 7:21 am by LawDiva
Zhilka as a trader with hedgefund Pequot Capital Management. [read post]
6 Sep 2010, 6:24 pm by David Cosgrove
Goldman's trader Fabrice Tourre became infamous for not only reducing to writing his callous appreciation for the irony of Goldman's position, but also for dubbing himself "Fabulous Fab. [read post]
3 Sep 2010, 3:14 am by By DEALBOOK
The OGI Global Macro Fund, run by former Lehman Brothers Holdings proprietary trader Allan Bedwick, is set to double assets to about $100 million this month after outperforming hedge-fund peers globally, Bloomberg News reported. [read post]
3 Sep 2010, 2:13 am by traceydennis
“Five men have been jailed after conning elderly householders into paying thousands for unnecessary work. [read post]
2 Sep 2010, 10:00 am by law shucks
M & A Law Prof Blog: More Advice for Young Lawyers – Add this to the list of Insider Advice for Wannabe Insider Traders. [read post]
1 Sep 2010, 8:47 am by Brian Wolfman
Unless I'm missing something, this CNBC report is discussing energy traders' disappointment that the two storms moving toward the East Coast are not bad enough to cause energy prices to spike. [read post]
31 Aug 2010, 9:33 pm by Hedge Fund Lawyer
Can traders move their forex trading to SEC registered broker dealers to get higher leverage? [read post]
31 Aug 2010, 2:49 pm by Hedge Fund Lawyer
These rules put the sidelines on the field so that traders know the boundaries and investors can be more assured that their money is not being traded out of bounds. [read post]
31 Aug 2010, 2:16 am
Naturally, all traders in fakes pay all their taxes], says consumers benefit from the market for knock-off designer clothes at knock-down prices. [read post]
30 Aug 2010, 3:00 am by Anna Christensen
First Derivative Traders (09-525) [read post]
29 Aug 2010, 11:20 pm by Sean Hayes
The D-9 visa is for overseas traders who do import and export business, while the C-2 visa is issued for self-employed people, consultants for Korean companies and those involved in trading business. [read post]
29 Aug 2010, 11:20 pm by Sean Hayes
The D-9 visa is for overseas traders who do import and export business, while the C-2 visa is issued for self-employed people, consultants for Korean companies and those involved in trading business. [read post]
29 Aug 2010, 5:52 pm
The SEC alleges that the two traders - Juan Jose Fernandez Garcia and Luis Martin Caro Sanchez - violated Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and 14e-3 thereunder. [read post]