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29 Apr 2012, 3:17 pm by Cathy Moran, Esq.
His goal is to assure confidence of American people in financial system. [read post]
4 Jan 2012, 1:22 pm by Blank Rome Government Relations
Patrick McHenry, Chairman of the House Financial Services Subcommittee on TARP, Financial Services and Bailouts of Public and Private Programs wrote to Cordray today, requesting that he testify before the Subcommittee on January 24th. [read post]
22 Oct 2018, 2:29 pm by Kathleen Scott (US)
General Electric Capital Corporation had its SIFI designation lifted in 2016 after reorganizing and selling many of its financial services operations. [read post]
22 Aug 2016, 2:22 pm by Gene Takagi
Amounts of expenses by both their natural classification and their functional classification [e.g., program service, general and administrative, or fundraising]. [read post]
24 Mar 2017, 6:00 am by Doug Cornelius
Women in banking To err is human, to get fired for it … female by Tanaya Macheel in American Banker One of the latest studies of gender differences in financial services finds female advisers accused of wrongdoing are 20% more likely to lose their jobs than male advisers accused of wrongdoing. [read post]
Scott Farah was allegedly a registered representative of the broker-dealer Franklin Financial Services Corporation (now known as American General Equity Services Corporation) from March 1999 through October 2002. [read post]
23 Apr 2020, 3:56 am by Bright!Tax Writers
General reporting for expats The US taxes all Americans on their global income, wherever they may reside. [read post]
16 Jan 2013, 3:31 am by Jack Goldsmith
The WSJ reports that U.S. banks “are pressing for government action to block or squelch what Washington officials say is an intensifying Iranian campaign of cyberattacks against American financial institutions. [read post]
  These are partial sanctions which involve limitations on new debt of longer than 60 days maturity (Directive 2), and the provision of goods, services other than financial services, or technology in support of certain deepwater, Arctic offshore or shale projects involving Rosneft (Directive 4). [read post]
11 Nov 2019, 4:09 am by Bright!Tax Writers
Then there is the administrative reporting burden that the US 2010 FATCA law places on foreign-based financial firms that provide services to Americans who live abroad. [read post]
6 Sep 2011, 2:24 pm by Jenna Greene
The CFPB was created as part of the Dodd-Frank law overhauling the financial services sector, and officially opened its doors in July. [read post]
1 Aug 2017, 6:57 am by John Jascob
By contrast, Michael Rothman, president of the North American Securities Administrators Association, Inc., called Section 827 “baffling and misguided” in a statement to the House Financial Services Committee in advance of the House vote on the CHOICE Act. [read post]
5 Dec 2013, 8:56 am by admin
According to the Bureau, this particular telemarketing operation had been promoting “government grants” to Americans under the names “Advance Financial” and “Consumer Benefit” and office supplies and medical kits to Canadian and American businesses. [read post]
16 Mar 2014, 2:48 pm by James Hamilton
The House Financial Services Committee marked up and approved legislation clarifying that nothing in the Volcker Rule should be construed to require the divestiture, prior to July 21, 2017, of any debt securities of collateralized loan obligations, if such debt securities were issued before January 31, 2014. [read post]
27 Apr 2020, 2:00 am by David Kilby, President, FinFit
This unpredictability is the primary reason financial wellness services exist. [read post]
11 Oct 2023, 8:12 am by Geoff Schweller
The agencies have not done so because using rewards has generally not been a priority,” the report states. [read post]