Search for: "Annuity Fund"
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25 Nov 2019, 9:56 am
” Variable annuities have higher costs to investors than investments such as mutual funds, but some brokers push variable annuities on their clients because they get a higher commission on them. [read post]
23 Nov 2019, 2:54 pm
According to this press release, he failed to disclose three bank accounts, a variable annuity account, $499,980 in wire transfers, $20,000 in loaned funds, a 2004 BMW, and a 2014 Jeep Grand Cherokee. [read post]
18 Nov 2019, 1:54 pm
Discussion of Adding Annuities as An Option for Plan Participants (11:15 am – 11:45 am) Chantel Sheaks, Executive Director, Retirement Policy, U.S. [read post]
18 Nov 2019, 10:33 am
The council includes one member each from the boards of the Public Employees’ Retirement System and the Teachers’ Pension and Annuity Fund. [read post]
15 Nov 2019, 11:32 am
He was alleged to have sold an unsuitable annuity in May 2006 to a client. [read post]
15 Nov 2019, 11:32 am
He was alleged to have sold an unsuitable annuity in May 2006 to a client. [read post]
12 Nov 2019, 5:15 am
Allegations include unsuitable sales of variable annuities, among others. [read post]
1 Nov 2019, 2:48 pm
” Variable annuities have higher costs to investors than lower-cost investments, such as mutual funds, but brokers will push variable annuities on their clients because they receive a higher commission for selling them. [read post]
1 Nov 2019, 6:32 am
The tactics Valic and AIG supposedly engaged in include pushing high-cost investments such as annuities instead of low-cost products like mutual funds. [read post]
25 Oct 2019, 6:49 am
Only a fraction of the bond proceeds were paid to the issuer, while the majority of funds were instead wired to the offshore annuity. [read post]
22 Oct 2019, 2:09 am
Among the investments at issue are: Preferred Apartment Communities Income Fund, Business Development Corporation of America and Axa and Metlife variable annuities. [read post]
16 Oct 2019, 10:38 am
The decedent’s ex-wife contends that the proceeds of the annuities should have been distributed in such a way that the proceeds could fund continuing payments to her. [read post]
16 Oct 2019, 10:38 am
In June 2019 a customer complained that Davis violated the securities laws by alleging that Davis recommended an unsuitability of a fixed index annuity and mutual funds and the overconcentration of REITs in her account. [read post]
15 Oct 2019, 9:13 am
According to FINRA, Erickson purportedly transferred all of the funds held by 57 customers across 86 variable annuity contracts to a money market sub-account in an effort to protect customers’ account value, because he allegedly anticipated an imminent market downturn, according to FINRA. [read post]
9 Oct 2019, 8:57 am
There are a variety of assets which include bank accounts, security accounts, retirement funds, business interests, life insurance, annuities and real estate. [read post]
9 Oct 2019, 6:43 am
The complaint alleged that the advisor recommended that a customer surrender her fixed annuity and invest the proceeds in a bond fund. [read post]
6 Oct 2019, 6:00 pm
This of course can have significant income tax implications if stocks, annuities or retirement accounts are being liquidated. [read post]
4 Oct 2019, 12:00 pm
Variable annuities offer investors a menu of investment choices, usually mutual funds. [read post]
1 Oct 2019, 7:53 am
Flynn (CRD#: 3082615), formerly of Voya Financial and most recently with IFS Securities, has been barred by FINRA and has faced dozens of complaints related to his placement of their funds in variable annuities and non-traded real estate investments (REITs). [read post]
30 Sep 2019, 1:33 pm
The case provided some interesting facts and conclusions that should be of interest for those contemplating offshore APTs.The trust was established and funded well before the beneficiary had issues with the Federal Trade Commission, a holder of a judgment of over $13.4 million arising in 2018. [read post]
