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15 Feb 2013, 12:00 am
Since 1993, Gelbmann & Associates, LLC has advised law firms and Corporate Law Departments to realize the full benefit of their investments in Information Technology. [read post]
11 Jul 2011, 9:07 am
Romine Acting Associate Director, Laboratory Programs, and Principal Deputy, Office of the Director National Institute of Standards and Technology Dr. [read post]
26 Apr 2022, 6:13 am
Like its proposed rulemaking, the association believes that both the conflict minerals and Iran disclosures allow investors to decide not to support governments and organizations engaging in sanctionable behaviors by choosing not to invest or purchase products or services from those companies.Given this legislative history relating to global conflicts, the association indicated that it intends to petition the U.S. [read post]
21 Apr 2014, 6:30 am
Higgins’ remarks at the 2014 Angel Capital Association Summit; the full text is available here. [read post]
6 Jul 2021, 2:12 pm
Swon was associated with both brokerage firm Royal Alliance Associates, Inc. and registered investment advisor Focus Financial in Bloomington, MN, from October 2012 until he was discharged by both firms in April 2021 for allegedly violating the firms’ policies regarding disclosure and approval of outside business activities. [read post]
5 Dec 2017, 7:49 am
From January 2009 until September 2011 Ancell was associated with Securities America, Inc. [read post]
24 Aug 2009, 9:00 am
Trade and commerce - On August 15, 2009, the Association of Southeast Asian Nations (ASEAN) and the People's Republic of China concluded the ASEAN-China Investment Agreement, the third trade-related agreement between the two parties. [read post]
1 Feb 2008, 5:20 am
Cooper (Associate Professor of Law, Quinnipiac University School of Law) has recently posted on SSRN his article entitled Empty Promises: Settlors' Intent, the Uniform Trust Code, and the Future of Trust Investment Law. [read post]
14 Jan 2009, 10:47 am
Cooper (Associate Professor of Law, Quinnipiac University School of Law) has recently published his article entitled Empty Promises: Settlors' Intent, the Uniform Trust Code, and the Future of Trust Investment Law, 88 B.U. [read post]
13 Mar 2017, 5:20 am
My experience includes counseling clients on the application of Canadian competition and regulatory laws and I have worked on hundreds of domestic and cross-border competition, advertising and marketing, promotional contest (sweepstakes), conspiracy (cartel), abuse of dominance, compliance, refusal to deal, pricing and distribution, Investment Canada Act and merger matters. [read post]
6 Feb 2019, 7:04 am
In May 2018 a customer filed a complaint alleging that Burks violated the securities laws by making unsuitable recommendations and the associated liquidity risks were not fully explained. [read post]
2 Oct 2016, 5:51 am
Thereafter, since May 2014, Klaass has been associated with Allegis Investment Services, LLC out of the firm’s South Jordan, Utah office location. [read post]
21 Jul 2016, 6:59 am
” The plan was allegedly designed to hide that Thibeault and his associates had misappropriated millions from customers who had been told that they had collectively invested more than $40 million in the GL Beyond Income Fund since 2013. [read post]
21 Jul 2016, 6:59 am
” The plan was allegedly designed to hide that Thibeault and his associates had misappropriated millions from customers who had been told that they had collectively invested more than $40 million in the GL Beyond Income Fund since 2013. [read post]
9 Apr 2009, 6:59 am
Well if you are an associate who has paid or is paying the debt on a six figure law school education there better be significant earnings or you made a bad economic investment. [read post]
19 Jan 2021, 3:36 pm
Ultimate, this book argues that our canon of imagination, of adjustment and potential reform, remains closely associated with this world-making project of the 1950s and 1960s. [read post]
20 Jun 2017, 8:50 am
Investment Services, LLC. [read post]
23 Jul 2010, 11:25 am
SunTrust Investment Services Fined $1.44 Million for Fraudulent Sales of Unit Investment trusts and Mutual Funds. [read post]
13 Jul 2017, 6:59 am
Finally form March 2014 until March 2017, Starghill was associated with Lincoln Investment out of the firm’s Southfield, Michigan office location. [read post]
30 May 2019, 6:16 am
In November 2018 a customer complained that Fassi violated the securities laws by alleging that the financial advisor recommended an unsuitable investments in 2012 and several other allegations associated causing $275,498 in damages. [read post]
