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18 Nov 2010, 1:43 am
However, the fear of liability is the key concern for bankers and companies. [read post]
16 Mar 2011, 12:26 pm by Buce
  Fish swim, birds fly, men drink and hotblooded young bankers cannot sit quietly in a little room. [read post]
26 Jul 2013, 8:40 am by Tom Dougherty
 As an analogy, the licensee is much like a banker who makes a loan and charges interest to earn a return on that loan. [read post]
11 Oct 2021, 9:32 am by Cari Rincker
  Financial advisors, bankers, and insurance professionals can assist with securing lines of credit and the proper amount of disability insurance, long term care insurance, and life insurance. [read post]
7 Jun 2012, 7:44 pm by Kevin Funnell
  When I was at [another financial institution regulatory agency], we had to cite chapter and verse if we were criticizing or recommending certain banker actions. [read post]
24 Jun 2015, 3:38 pm
" Some derivative practice areas might sit within a single page, but  would have their own sections, similar to how labor and benefits sit within employment, and Credit Union financial regulatory coverage will sit alongside the Banking & Financial Services page. [read post]
28 Sep 2023, 9:22 am by Amy Howe
And the CFPB’s funding statute is “not materially distinct from” those of other financial regulators such as the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, and the Federal Reserve Board itself, the CFPB asserts. [read post]
29 Apr 2014, 4:18 pm by Nadia Kayyali and Rainey Reitman
It’s unclear whether this is an example of government pressure, an internal corporate decision, or some combination. [read post]
9 Jun 2021, 6:00 am by Jane Turner
Kitchen was involved in finance for over 45 years, mainly with U.S. corporations. [read post]
24 Mar 2009, 7:12 pm
So over the weekend, the White House worked to tone down its Wall Street bashing and to win support from top bankers for the bailout plan. [read post]
16 May 2011, 9:02 pm by admin
” Related articles Fiscal Times Quotes TELG Attorney About Dodd-Frank Whistleblower Provisions (employmentlawgroupblog.com) TELG Attorney Quoted on CFO.com regarding Dodd-Frank Whistleblower Program (employmentlawgroupblog.com) Banker & Tradesmen Quotes TELG Attorney on SOX Ruling in Pezza(employmentlawgroupblog.com) Voices for Corporate Responsibility Hosts Whistleblower Seminar on Dodd-Frank Act SEC Whistleblower Reward Provision(employmentlawgroupblog.com)… [read post]
13 Mar 2012, 3:00 am by Steve Lombardi
After all didn’t we just see the collapse of the financial sector? [read post]
30 Jul 2008, 9:05 pm
Auction-rate securities are municipal or corporate debt securities or preferred stocks that pay interest at rates set through periodic auctions. [read post]
18 Jun 2010, 11:31 am
The new project is also supported by Accuity, the American Bankers Association, Anti-Phishing Working Group, Citizens Bank, eBay, the Federal Trade Commission, National Consumers League, and PayPal. [read post]
4 Nov 2008, 10:00 pm
He is president and CEO of RBC Capital Markets Corporation (USA), and is an executive vice president of RBC Financial Group. [read post]
20 May 2016, 7:34 am by Anna Gamvros and Ruby Kwok (HK)
 This follows the Hong Kong Securities and Futures Commission’s (SFC) similar initiative of issuing the Circular to All Licensed Corporations on Cybersecurity (see our previous post). [read post]