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11 Mar 2010, 9:00 am
My presentation will focus on the issues that investment companies and investment advisers will have in dealing with social media. [read post]
5 Jul 2007, 1:39 pm
“I know I wouldn’t invest in a law firm. [read post]
12 Oct 2011, 8:12 am
Fourth, it is designed to maximize your Return on Investment. [read post]
18 Jul 2012, 7:06 pm
United States District Judge Bruce Jenkins agreed, ordering the turnover and forfeit of those assets to the receivership estate and reserving the option to impose further sanctions. [read post]
2 Sep 2013, 9:00 am
Utah Aug. 22, 2013), Judge Bruce Jenkins endeavored to answer that question and, in the process, authored an encyclopedic account of the term and key court opinions, from seven federal circuits, that have construed it. [read post]
10 Jun 2012, 10:35 am
• Bruce Pivar of Naples, Fla., based on Pivar’s involvement in two 2010 Finra arbitrations, which alleged that Pivar recommended unsuitable investments and altered client documents. [read post]
11 Mar 2010, 9:00 am
My presentation will focus on the issues that investment companies and investment advisers will have in dealing with social media. [read post]
21 May 2010, 5:00 am
Has Jurisdiction Over Fraud at Public Cos. by Bruce Carton for Compliance Week’s Enforcement Action So why is Mr. [read post]
20 Feb 2015, 6:48 am
Prosecutors allege that on two occasions when an SEC attorney called Hart’s investment firm to speak with the firm’s president, Hart received the call and impersonated the president. [read post]
25 Oct 2010, 5:25 am
Talbot worked at Hartford Investment Management Company. [read post]
20 Feb 2010, 9:00 am
Liu announced sweeping changes in the way New York City pension funds make investment decisions. [read post]
28 May 2010, 9:29 am
Bruce Alberts, have traveled across the world, from Saudi Arabia, Kuwait, Qatar, Algeria, Tunisia, and Indonesia. [read post]
5 Sep 2014, 5:00 am
For immigrants seeking admission to the United States it is supposed to provide a path to citizenship if the requirements, centered on the investment of $500,000 or more in select projects, are met. [read post]
27 May 2008, 1:03 pm
Cohen called Timothy Geithner, president of the Federal Reserve Bank of New York, who was recently profiled in Portfolio magazine, and urged the Fed to accelerate a special program for lending to investment banks that was set to begin two weeks later. [read post]
12 Jan 2012, 5:05 am
It’s more important than ever to invest in education and training. [read post]
17 Jun 2010, 2:00 am
Dreier proposed Dechert, where then-partner Bruce Wood drafted the opinion letter. [read post]
13 Apr 2009, 7:15 am
“These cases highlight for lawyers the importance of navigating carefully the minefield of conflicts in this area,” added Bruce Yannett, a partner with Debevoise & Plimpton. [read post]
13 Jun 2022, 2:38 pm
Bruce Coane is a lawyer handling wrongful termination cases throughout the United States for over 30 years. [read post]
3 Feb 2012, 9:04 am
Kenny G’s wealth, however, comes not only from his musical talents, but also from savvy investing decisions. [read post]
22 Jul 2016, 6:00 am
[More…] Adding ‘father-son’ to the Familial Betrayal list by Bruce Carton in Compliance Week A review of the Familial Betrayal archives here at Enforcement Action shows that we have not chronicled any father-son betrayals to date. [read post]
