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12 Mar 2021, 5:59 am
A Survey of Sustainability Disclosures by Small and Mid-Cap Companies Posted by Granville Martin (Society for Corporate Governance), Maia Gez (White & Case LLP), and Dov Gottlieb (White & Case LLP), on Friday, March 5, 2021 Tags: Disclosure, Environmental disclosure, ESG, Human capital, Stakeholders, Surveys, Sustainability Statement by Commissioners Peirce and Roisman on the SEC’s Enhanced Climate Change Efforts Posted by… [read post]
7 Mar 2021, 5:15 pm by Ernest Badway
On December 17, 2020, SEC created the Division of Examinations by renaming the now defunct, Office of Compliance Inspections and Examinations, making it the SEC’s 6th Division joining Enforcement, Corporation Finance, Trading and Markets, Investment Management, and Economic and Risk Analysis (DERA). [read post]
3 Mar 2021, 5:49 am
Global Trends Predicted for 2021 Climate Change Risk Diversity, Equity & Inclusion (DE&I) Convergence of Sustainability Reporting Standards Human Capital Management Return of Activism and Increased Capital Markets Activity Virtual Board & Shareholder Meetings: Here to Stay 1. [read post]
2 Mar 2021, 9:47 am by Renae Lloyd
If you have invested in Griffin Capital Essential Asset REIT or Cole Office & Industrial REIT and would like to speak to a securities attorney about the potential to recover your investment losses, please call The White Law Group at 1-888-637-5510 for a free consultation. [read post]
19 Feb 2021, 3:00 am by Jim Sedor
National/Federal A GOP Donor Gave $2.5 Million for a Voter Fraud Investigation. [read post]
16 Feb 2021, 1:22 pm by Silver Law Group
Malley (Malley) and MG Capital Management LP concerning what the SEC characterized as “an offering fraud orchestrated by Malley, the founder and principal of MG Capital, the investment manager of two real estate funds. [read post]
11 Feb 2021, 2:42 pm by Unknown
IP assets Other important considerations/lessons learnedPanel:Michael Gulliford, Founder/Managing Principal, Soryn IP Capital Management, LLCPhil Hartstein, President and CEO, Finjan Holdings, Inc.Jeremy Pitcock, Founder, The Pitcock Law GroupRon Vaisbort, General Counsel & Corporate Secretary, IvaluaModerator: Dave Stevens, Stevens Law Group ​Panel Bios:Michael Gulliford, Founder/Managing Principal, Soryn IP Capital… [read post]
6 Feb 2021, 11:00 am by Staff Attorney
The law offices of Gana LLP recently filed a complaint before The Financial Industry Regulatory Authority (FINRA) on behalf of a investor against brokerage firm LPL Financial, LLC (LPL) involving the firm’s financial advisor, Kevin McCallum (McCallum) and his use of discretion to invest substantial sums in Medley Capital Corporation (MCC). [read post]
5 Feb 2021, 1:36 pm by Sean Hayes
They also include specific agreements on the management of the organization. [read post]
5 Feb 2021, 6:01 am
Lu, Wachtell, Lipton, Rosen & Katz, on Saturday, January 30, 2021 Tags: Boards of Directors, Climate change, Diversity, Environmental disclosure, ESG, Human capital, Stakeholders, Sustainability Letter to CEOs Posted by Larry Fink, BlackRock, Inc., on Saturday, January 30, 2021 Tags: Asset management, BlackRock, Climate change, Corporate… [read post]
3 Feb 2021, 8:30 am by Renae Lloyd
II (FSKR) was launched at the end of 2019 as the product of a merger of four non-traded BDCs –FS Investment Corporation II (FSIC II), FS Investment Corporation III (FSIC III), FS Investment Corporation IV (FSIC IV) and Corporate Capital Trust II (CCT II). [read post]
1 Feb 2021, 9:29 am by William Ford, Victoria Gallegos
Homeland Security and Emergency Management Agency; Elizabeth Neumann, former assistant secretary of homeland security for counterterrorism and threat prevention; Jonathan Greenblatt, CEO of the Anti-Defamation League and Brian Michael Jenkins, senior advisor to the president of the RAND Corporation. [read post]
28 Jan 2021, 7:27 pm
 The Geneva Center for Business and Human Rights and the Löning Consultancy  have recently released a report: How are European financial institutions addressing human rights in their activities? [read post]
27 Jan 2021, 11:22 am by anne
After Ameriprise discovered her misconduct and fired her, Hsu founded American Capital Trading Group LLC and American Capital Republic, Inc., where she sought out and defrauded additional investors. [read post]
12 Jan 2021, 2:19 pm by Kevin LaCroix
  In today’s restricted business environment, the trial bar is winning a costly multi-front war on directors and officers that are focused on managing public corporations to get America back to work in the wake of the COVID-19 pandemic. [read post]
At another workshop, entitled, ‘From global to local governance of migration: the role of local authorities in managing migration’, the possibility of collaboration and cooperation amongst local groups, such as NGOs and local authorities was also envisaged. [read post]
10 Jan 2021, 5:39 am by Rob Robinson
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna… [read post]
5 Jan 2021, 7:31 am by Seyfarth Shaw LLP
Anyone who practices in this area, whether as a corporate counsel, a private attorney, a business executive, a risk manager, an underwriter, a consultant, or a broker, cannot afford to be without it. [read post]
4 Jan 2021, 2:02 pm by Cynthia Marcotte Stamer
  As the effects of the COVID-19 pandemic began to be felt in the United States, the defendants used the COVID-19 pandemic as an opportunity to capitalize on a national emergency for their own financial gain by using the COVID-19 “emergency override” billing codes to submit fraudulent claims for Targretin Gel 1%, which has an average wholesale price of approximately $34,000 for each 60 gram tube. [read post]
1 Jan 2021, 6:14 am by Rob Robinson
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal Data 3-Jun-19Onna… [read post]