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30 May 2022, 4:07 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Monday, May 30, 2022 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services. [read post]
30 May 2022, 4:07 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Monday, May 30, 2022 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services. [read post]
27 May 2022, 7:49 am
” The plaintiff argued that Salesforce only managed the customer relationships, not the content published on Backpage. [read post]
26 May 2022, 8:45 am
Sundance, Inc. and Shinn v. [read post]
25 May 2022, 9:01 pm
The rule requires issuers to provide, among other things, management’s discussion and analysis (“MD&A”) regarding the impact of material events and uncertainties on (1) operations, liquidity, and capital resources; (2) critical accounting estimates; (3) overall financial condition; and (4) forward-looking statements. [read post]
25 May 2022, 4:56 am
Bowles and Robert Gorence don’t seem to be willing to concede anything with both civil and criminal ramifications with potential consequences from bankruptcy to capital punishment. [read post]
24 May 2022, 5:00 am
BNY Mellon Investment Adviser, Inc. [read post]
23 May 2022, 8:47 am
The Wall Street Journal reported (at long last) the slow moving journey of even the stubbornest of the great American drivers of global production Apple, Inc) that both Xi Jinping and Donald Trump-Joe Biden meant what they said. [read post]
20 May 2022, 11:57 am
(AGNC)-25.21% YTD Annaly Capital Management Inc (NLY) -23.01% YTD Two Harbors Investment Corp (TWO) -17.37% YTD MFA Financial Inc (MFA) -28.65% YTD Mortgage REITs or mREITs help provide essential liquidity for the real estate market by investing in residential and commercial mortgages, as well as residential mortgage-backed securities (RMBS) and commercial mortgage-backed securities (CMBS), according to Nareit. [read post]
19 May 2022, 6:03 am
Sources: Management Science Associates Inc., state revenue departments, author calculations. [read post]
18 May 2022, 6:53 am
His previous employers were Triad Advisors LLC (CRD#:25803) and The Investment Center, Inc. [read post]
13 May 2022, 6:30 am
Securities and Exchange Commission, on Saturday, May 7, 2022 Tags: Accountability, Capital markets, Cybersecurity, Disclosure, Risk, Securities enforcement, Securities regulation, Systemic risk Recent Ruling on Board Diversification Posted by Virginia Milstead, Skadden, Arps, Slate, Meagher & Flom LLP, on Sunday, May 8, 2022 Tags: Board composition, Boards of Directors, California, Director… [read post]
13 May 2022, 6:30 am
Securities and Exchange Commission, on Saturday, May 7, 2022 Tags: Accountability, Capital markets, Cybersecurity, Disclosure, Risk, Securities enforcement, Securities regulation, Systemic risk Recent Ruling on Board Diversification Posted by Virginia Milstead, Skadden, Arps, Slate, Meagher & Flom LLP, on Sunday, May 8, 2022 Tags: Board composition, Boards of Directors, California, Director… [read post]
12 May 2022, 7:59 pm
In implementing ESG rules, the SEC is looking to limit the success of no-action requests relating to human capital management issues with broad societal impacts. [read post]
10 May 2022, 8:27 am
Solomon - CEO, Cowen, Inc. [read post]
9 May 2022, 8:51 am
Harry Covington (D-Md)—the floor manager of the bill that became the FTC Act—assured his colleagues that Congress was not granting the FTC the power for legislative rulemaking. [read post]
6 May 2022, 7:30 am
Non-Indian residents can also invest in Indian debt securities once registered as a Foreign Portfolio Investor with the SEBI in accordance with the SEBI rules and under the Foreign Exchange Management Act. [read post]
5 May 2022, 9:01 pm
Marble Ridge Capital: The Story Behind the $1 Billion-Plus Legal Battle, Fashion L. [read post]
5 May 2022, 8:17 am
The claim further alleges that Centaurus Financial Inc. unsuitably invested its clients in the following high-risk alternative investments, among others: The Parking REITAtlas Growth Partners, LPVII Peaks Capital, LLCHines Global Income Trust Redwood Mortgage Griffin Capital Atel Capital GroupF S GlobalCarter Validus Mission Critical REIT IIMoody National REIT The claim seeks damages of more than $1,000,000.00. [read post]
3 May 2022, 2:30 pm
BTIG, LLC was the sole book-running manager for the offering with Piper Sandler & Co., Compass Point Research & Trading, LLC, and Roth Capital Partners acting as co-lead managers. [read post]
