Search for: "Capital Management Securities"
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2 Oct 2023, 3:20 am
An attorney can help you negotiate with the lender to secure favorable terms. [read post]
2 Oct 2023, 2:52 am
For example, pre-revenue stage biotechnology companies regularly seek additional capital to fund their research and development activities and real estate investment trusts seek to fund the acquisition of new properties by selling equity securities in private placements or direct registered sales priced at a small discount to the prevailing market price. [read post]
29 Sep 2023, 7:55 am
” Nonetheless, the final rules incited industry ire.The Managed Funds Association, the National Association of Private Fund Managers, the National Venture Capital Association, the American Investment Council, the Alternative Investment Management Association, and the Loan Syndications & Trading Association joined in a lawsuit filed in the U.S. [read post]
28 Sep 2023, 1:01 pm
The company filed an amended Form D to raise capital from investors in 2021. [read post]
28 Sep 2023, 12:22 pm
A common structure for many alternative investments involves management fees known as “2&20,” signifying a 2% annual asset management fee and a 20% profit-sharing component. [read post]
28 Sep 2023, 7:00 am
The conflux of aggressive urban development policies and the financial limitations imposed on disabled people by public programs such as Social Security Disability Insurance (SSDI) can lead to socioeconomic disparities in housing, safety, food security, and more. [read post]
28 Sep 2023, 6:31 am
We engage with more than 40,000 registrants—asset managers, brokers, dealers, exchanges, fund complexes, public companies, and many more. [read post]
28 Sep 2023, 6:31 am
We engage with more than 40,000 registrants—asset managers, brokers, dealers, exchanges, fund complexes, public companies, and many more. [read post]
28 Sep 2023, 3:20 am
Capital Gains Tax Both wills and trusts can affect capital gains tax, especially when assets are sold or transferred. [read post]
28 Sep 2023, 2:08 am
The top three reasons these companies flounder boil down to a lack of planning — they either fail to secure enough capital, thoroughly investigate the market, or build expert teams. [read post]
27 Sep 2023, 3:30 am
– Support underrepresented emerging fund managers—specifically minorities and women—building funds that diversify capital allocation, engage sophisticated investors, and challenge pattern matching trends. [read post]
26 Sep 2023, 3:55 am
While we have not yet seen a proposal from the SEC revisiting the human capital disclosure requirements, last week the SEC’s Investor Advisory Committee considered a draft recommendation on human capital disclosure that was recommended by the SEC Investor Advisory Committee’s Investor-as-Owner Subcommittee. [read post]
25 Sep 2023, 9:03 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
24 Sep 2023, 9:05 pm
It is well-established that short sellers play an important role in the capital markets. [read post]
22 Sep 2023, 10:03 am
Lastly, Peirce turned to two draft recommendations the IAC will consider later today, namely (1) a human capital management disclosure recommendation; and (2) an open-end fund liquidity risk management and swing price recommendation. [read post]
22 Sep 2023, 9:00 am
The measure would also bar data-mining involving users under 18 and require parental consent for a minor to create a social media account. ( PENNSYLVANIA CAPITAL-STAR , STATE NET) DHS Releases Report to Aid Streamlining of Federal Cyber Reporting Requirements The Department of Homeland Security released a 107-page report aimed at guiding Congress and federal agencies in streamlining cyber reporting requirements. [read post]
22 Sep 2023, 6:53 am
Alternative Investment Fund Managers Directive (AIFMD). [read post]
20 Sep 2023, 12:00 am
If you have insights on a securities law, capital markets or corporate governance trend or development that you’d like to share, I’m all ears – just shoot me an email at john@thecorporatecounsel.net. [read post]
19 Sep 2023, 7:00 am
The firms were Artemis Wealth Advisors, LLC; Trowbridge Capital Partners, LLC; MRA Advisory Group; McElhenny Sheffield Capital Management, LLC; Macroclimate, LLC; Linden Thomas Advisory Services, LLC; Hansen & Associates Financial Group, Inc.; Elm Partners Management, LLC; BTS Asset Management Inc. and Banorte Asset Management, Inc. [read post]
19 Sep 2023, 2:00 am
Explore our information security policy template which addresses information security requirements for financial institutions to protect against compromise or loss of customer information under the Gramm-Leach-Bliley Act of 1999 (GLBA). [read post]
