Search for: "Clayton Corporation" Results 501 - 520 of 948
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1 Feb 2021, 6:11 am
 Under its previous Chair Jay Clayton, the SEC promulgated a sweeping set of new rules governing proxy advisory firms. [read post]
10 Feb 2017, 6:00 am by Doug Cornelius
” The author, a white-collar defense lawyer, speculated about the need for all this attention to corporate bribery and FCPA enforcement. [read post]
17 Jul 2021, 9:47 pm
The controller and LionTree held early exploratory meetings with a potential financial buyer, and Clayton Dubilier & Rice, LLC (CD&R), a potential strategic buyer. [read post]
18 Mar 2020, 5:44 am
Related research from the Program on Corporate Governance includes Price Impact, Materiality, and Halliburton II by Allen Ferrell and Andrew Roper (discussed on the Forum here). [read post]
1 Feb 2018, 6:39 am by Jay Levine
The filing fee thresholds will similarly increase as follows: Filing fee Transaction value $45,000 $84.4 to $168.8 million $125,000 $168.8 to $843.9 million $280,000 $843.9 million or greater Interlocking directorates Section 8 of the Clayton Act generally prohibits one person from serving as a director or officer of two competing corporations if two thresholds are met – one relates to the companies’ profitability and one relates to the amount of competitive sales… [read post]
28 May 2010, 9:20 pm
FINRA says that from September 2004 and October 2006, Singer and his clients Craig Bush and Clayton Smith were engaged in securities fraud. [read post]
21 Jan 2015, 1:45 pm
The filing fee thresholds have similarly increased as follows: Filing fee Transaction value $45,000 $76.3 to $152.5 million $125,000 $152.5 to $762.7 million $280,000 $762.7 million or greater Interlocking directorates Section 8 of the Clayton Act generally prohibits one person from serving as a director or officer of two competing corporations if two thresholds are met – one relates to the companies’ profitability and one relates to the amount of… [read post]
1 Mar 2024, 3:30 am by Liz Dunshee
Here’s an excerpt: Two potential approaches have been recently identified by former SEC Chair Jay Clayton and former Commissioner Joseph A. [read post]
27 Jan 2016, 11:58 am by Jay Levine
The filing fee thresholds will similarly increase as follows: Filing fee         Transaction value $45,000             $78.2 to $156.3 million $125,000           $156.3 to $781.5 million $280,000           $781.5 million or greater Interlocking directorates Section 8 of the Clayton Act… [read post]
12 May 2017, 3:46 am by Broc Romanek
He then helped AFSCME become active in the area of corporate governance. [read post]
28 Jan 2020, 11:17 am by Jay Levine
The filing fee thresholds will similarly increase as follows: Filing Fee Transaction Value $45,000 $94 to $188 million $125,000 $188 to $940.1 million $280,000 $940.1 million or greater Interlocking Directorates Section 8 of the Clayton Act generally prohibits one person from serving as a director or officer of two competing corporations if two thresholds are met – one relates to the companies’ profitability and one relates to the amount of competitive sales between… [read post]
10 Feb 2021, 8:21 am by Jay Levine
The filing fee thresholds will similarly decrease as follows: Filing Fee Transaction Value $45,000 In excess of $92 but less than $184 million $125,000 From $184 but less than $919.9 million $280,000 $919.1 million or greater Interlocking directorates Section 8 of the Clayton Act generally prohibits one person from serving as a director or officer of two competing corporations if two thresholds are met – one relates to the companies’ profitability and one relates to the… [read post]
10 Feb 2021, 8:21 am by Jay L. Levine
The filing fee thresholds will similarly decrease as follows: Filing Fee Transaction Value $45,000 In excess of $92 but less than $184 million $125,000 From $184 but less than $919.9 million $280,000 $919.1 million or greater Interlocking directorates Section 8 of the Clayton Act generally prohibits one person from serving as a director or officer of two competing corporations if two thresholds are met – one relates to the companies’ profitability and one relates to the… [read post]
1 Feb 2018, 6:39 am by Jay Levine
The filing fee thresholds will similarly increase as follows: Filing fee Transaction value $45,000 $84.4 to $168.8 million $125,000 $168.8 to $843.9 million $280,000 $843.9 million or greater Interlocking directorates Section 8 of the Clayton Act generally prohibits one person from serving as a director or officer of two competing corporations if two thresholds are met – one relates to the companies’ profitability and one relates to the amount of competitive sales… [read post]
3 Nov 2020, 10:29 am by Geoff Schweller
” In addition to monetary awards, the SEC Whistleblower Program provides anti-retaliation protections to corporate whistleblowers. [read post]
27 Feb 2018, 4:40 pm by Kevin LaCroix
”  The public resolution of private disputes “creates positive externalities” because it “gives judges a chance to tell corporate insiders what the law expects of them. [read post]
31 Mar 2020, 9:19 am by Anastasiia Kyrylenko
The case in question, 3 Corporate Services Pte Ltd v Grabtaxi Holdings Pte Ltd [2020], was recently commented on its merits in the IPKat. [read post]
28 Sep 2017, 12:22 pm by Mark Astarita
  He is a valued colleague and has made countless contributions to the New York Office and the Commission,” said SEC Chairman Jay Clayton. [read post]
22 Feb 2018, 9:42 am by John Jascob
Chairman Jay Clayton issued a statement in which he urged public companies to examine their controls and procedures, not only with their securities law requirements in mind, but also the reputational considerations around the sales of securities by executives. [read post]
6 Jun 2019, 1:44 pm by Astarita
“I am happy to welcome David back to the SEC to lead the Fort Worth Regional Office,” said SEC Chairman Jay Clayton. [read post]