Search for: "Corps. Security Services, Inc."
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23 May 2019, 7:47 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bang, Gregory NYLife Securities LLC Bishop, Tywan Charles Schwab & Co, Inc ETrade Block, Gabriel First Standard Financial… [read post]
22 May 2019, 1:09 pm
He was previously employed by The Advisors Group, Inc. [read post]
21 May 2019, 7:28 pm
Press Announcement Pivotal Acquisition Corp. to Merge with KLDiscovery in a Transaction That Results in a Public Company Valued at $800 Million KLDiscovery, a leading electronic discovery and data recovery services provider, will become a publicly listed company as a result of the transaction With approximately 54% annually recurring revenue, KLD provides cloud-based services and industry-leading technology for a client base that includes 65% of Fortune 500 companies and… [read post]
21 May 2019, 1:46 pm
The post Suspended Newbridge Securities Corp. [read post]
21 May 2019, 8:27 am
Wayfair Inc. [read post]
20 May 2019, 9:11 am
PLS Financial Services, Inc., however, a federal district court and the Fifth Circuit reached the opposite conclusion in a proposed class action presenting the very same litigation waiver question under almost identical factual circumstances, 689 Fed.Appx. 800 (5th Cir. 2017) (per curiam).How should these cases be counted? [read post]
19 May 2019, 1:05 pm
Sara Lee Corp. v. [read post]
18 May 2019, 9:27 am
Perry Equipment Corp. [read post]
18 May 2019, 9:04 am
Afa Corp. of Florida, 353 F. [read post]
17 May 2019, 3:39 pm
ABM Security Services, Inc. where security guards sued their employer arguing that they did not receive duty free 10-minute rest breaks because they were required to monitor their pager at all times. [read post]
17 May 2019, 7:19 am
Morgan Securities LLC (CRD#:79) of Peekskill, NY, and Chase Investment Services Corp. [read post]
10 May 2019, 9:27 am
WillScot Corp., a Baltimore-based rental services firm, announced that its Williams Scotsman International Inc. subsidiary has plans to raise $190 million through the sale of secured debt notes. [read post]
8 May 2019, 7:14 am
[As Matt Levine of Money Stuff says, sounds like securities fraud because everything is securities fraud.] [read post]
4 May 2019, 12:39 pm
The affidavit was signed by a self-described employee of Transworld Systems, Inc., whom the Panel elevated to the status of a custodian of records for the occasion. [read post]
29 Apr 2019, 7:48 am
Summit Brokerage Services, Inc. [read post]
29 Apr 2019, 7:21 am
Phelps Dodge Magnet Wire Corp., 346 NLRB 949, 951 (2006); NCR Corp., 271 NLRB 1212, 1213 (1984). [read post]
26 Apr 2019, 9:53 am
Perry Equipment Corp. [read post]
26 Apr 2019, 3:59 am
” Charlotte Garden analyzes Wednesday’s decision in Lamps Plus Inc. v. [read post]
25 Apr 2019, 11:59 am
According to FINRA Disciplinary actions for April 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Corp Boggs, Marcus Merrill Lynch, Pierce, Fenner & Smith Inc Bank of… [read post]
25 Apr 2019, 10:37 am
Press Announcement Sonasoft Corp., a leader in innovative eDiscovery and artificial intelligence (AI) solutions is pleased to announce [April 25, 2019] that it has completed the acquisition of Hotify, Inc. and all its related interests, assets, and intellectual property. [read post]
