Search for: "D & D Management and Investement, LLC"
Results 501 - 520
of 1,162
Sort by Relevance
|
Sort by Date
2 Apr 2018, 4:03 pm
It is the CEO who is charged with day-to-day management responsibility and, as history tells us, those in the organization will, in fact, “follow the leader. [read post]
30 Mar 2018, 6:01 am
Evidence from Illegal Insider Trades Posted by Kenneth Ahern (University of Southern California), on Wednesday, March 28, 2018 Tags: FINRA, Information asymmetries, Information environment, Insider trading, Liquidity, SEC, Securities enforcement, Securities regulation BlackRock Investment Stewardship’s Approach to Engagement on Human Capital Management Posted by Michelle Edkins, BlackRock Investment Stewardship,… [read post]
22 Mar 2018, 11:52 am
Almost all RICO lawsuits filed are brought under Section 1962(c) (note: violation under Section 1962(d) relating to conspiracy to violate a substantive section is routinely asserted whenever there is a violation of a substantive section). [read post]
17 Mar 2018, 1:00 am
In the second half of the episode, Victor discusses how to select an asset manager, and why it’s important to select one aligned with your investment beliefs. [read post]
12 Mar 2018, 12:42 am
What precisely renders an event material has plagued securities lawyers for years and has been the subject of countless judicial decisions, SEC enforcement actions, law review articles, law firm guidance and the like – but can be effectively summed up as any important development or event that “a reasonable investor would consider important to an investment decision. [read post]
10 Mar 2018, 12:00 am
Asset management is asset management. [read post]
6 Mar 2018, 8:13 am
Worden Capital Management LLC Russell L. [read post]
4 Mar 2018, 5:05 pm
Background Diabetic Care Rx LLC d/b/a Patient Care America (PCA) is a compounding pharmacy located in Pompano Beach, Florida. [read post]
3 Mar 2018, 12:00 am
Where are the investments? [read post]
24 Feb 2018, 12:00 am
We’d be taking the first clients as they come in. [read post]
23 Feb 2018, 6:10 am
Carl D. [read post]
14 Feb 2018, 2:57 pm
Here, the SEC instituted proceedings against Tilton and her Patriarch Partners firms in March of 2015, alleging that she and her firms hid the poor performance of the companies that she’d invested in. [read post]
12 Feb 2018, 3:02 pm
ICOs have grown largely outside of regulatory oversight and without the investor protections and disclosure requirements that apply to traditional investment offerings. [read post]
10 Feb 2018, 12:00 am
I will tell you that we do investment management. [read post]
31 Jan 2018, 4:10 am
When viewed in that light, the importance of being crystal clear in what you’re offering and managing your funders’ expectations is obvious. [read post]
30 Jan 2018, 1:42 pm
By 1979, “the company owned and managed properties in New York and around the country. [read post]
29 Jan 2018, 11:28 pm
Many readers may have noted SEC Jay Clayton’s January 22, 2018 speech about his agency’s scrutiny of cryptocurrencies, as well as the January 24, 2018 opinion piece Clayton wrote in the Wall Street Journal along with his counterpart from the CFTC, J. [read post]
20 Jan 2018, 12:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
10 Jan 2018, 4:40 pm
Galdamez AXA Advisors, LLC Michael D. [read post]
10 Jan 2018, 4:17 pm
Patriarch Partners LLC v Arch Insurance Co. [read post]
