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25 Jan 2016, 4:00 am by Howard Friedman
Youth & Society, doi:10.1177/0044118X15621224).Elizabeth Rose Schlitz, Rulemaking Under Dodd-Frank: Putting the 'Person' Back Into the Consumer Lending Process, (8 University of St. [read post]
22 Jan 2016, 6:13 am
Sullivan, Ropes & Gray LLP, on Sunday, January 17, 2016 Tags: Compliance and disclosure interpretation, Derivatives, Investment Company Act, Investor protection, Leverage,Mutual funds, No-action letters, Private funds, Risk, Risk management, Rule 18f-4, SEC, SEC rulemaking, Securities Regulation, Swaps PECO v. [read post]
14 Jan 2016, 5:10 pm by Trent Dykes
  On the public pension fund side, the California Public Employees’ Retirement System, the California State Teachers’ Retirement System (CalSTRS) and the Florida State Board of Administration each support proxy access proposals. [read post]
5 Jan 2016, 9:30 am by Guest Blogger
Gerard Magliocca, buoyed by the ACA surviving a second Supreme Court review in King v. [read post]
14 Dec 2015, 5:36 am
 In general, an indictment that tracks the words of a statute to state the elements crime is acceptable, provided that it states sufficient facts to place a defendant on notice of the specific conduct at issue. [read post]
13 Nov 2015, 3:57 pm by John Jascob
But a two-judge majority upon panel rehearing in the conflict minerals case hewed closely to its earlier opinion, although it offered a second basis for its decision in order to account for the AMI case.As a result, the SEC’s rule and the Dodd-Frank Act provision are unconstitutional to the extent they require regulated entities to report to the Commission and to state on their website that any of their products have “not been found to be ‘DRC conflict free. [read post]
11 Nov 2015, 10:43 am by Barbara S. Mishkin
Mishkin The CFPB’s constitutionality is back before the D.C. federal district court, with the private plaintiffs in State National Bank of Big Spring, Texas, et al. v. [read post]
23 Oct 2015, 3:00 am by Broc Romanek
The SLB also touches on the Rule 14a-8(i)(7) litigation playing out in Trinity Wall Street v. [read post]
12 Oct 2015, 7:07 am by Mark J. Furletti
Ficklin proudly stated that the CFPB, within just one day, modified its services to support this rare dialect. [read post]
8 Oct 2015, 3:05 pm by Joshua Davey
The case, Consumer Financial Protection Bureau v. [read post]
22 Sep 2015, 8:28 am by Joy Waltemath
Congress expressly stated that SOX and Dodd-Frank supplement existing remedies, so they could not bar the CFO from proceeding (Becker v Community Health Systems, Inc., September 17, 2015, Johnson, J.). [read post]
16 Sep 2015, 6:38 am
On Thursday, September 10, 2015, the United States Court of Appeals for the Second Circuit issued its highly anticipated decision in Berman v. [read post]