Search for: "E*Trade Securities LLC"
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18 Jun 2012, 11:47 am
By Amy E. [read post]
12 Jun 2012, 2:00 am
After an investigation by the SEC’s Boston office, the SEC alleges that Gabriel and Marco Bitran, through their firms, GMB Capital Management LLC and GMB Capital Partners LLC, raised millions of dollars by falsely telling investors that they had a successful fund track record but failed to inform investors that the track record was not based on actual trades but on back-tested hypothetical simulations. [read post]
6 Jun 2012, 9:42 am
NascarMania LLC was the parent company of RZM. [read post]
6 Jun 2012, 9:42 am
NascarMania LLC was the parent company of RZM. [read post]
5 Jun 2012, 8:14 am
Commodity Futures Trading Commission (CFTC), and the Federal Trade Commission (FTC) Southeast Region. [read post]
5 Jun 2012, 8:14 am
Commodity Futures Trading Commission (CFTC), and the Federal Trade Commission (FTC) Southeast Region. [read post]
31 May 2012, 7:30 am
In Ajuba International , LLC v. [read post]
30 May 2012, 5:32 am
bit.ly/JyG29m (Greg Buckles) LegalTech West Coast 2012 – bit.ly/K9rQoG (Monica Bay) Litigation, e-Discovery, e-Motions, and the Triune Brain – bit.ly/Jwp23D (Ralph Losey) Metrics, Social Media, Magistrates, Monkeys and Mitigating Risk at CEIC 2012 - bit.ly/LunK4E (Chris Dale) On the Road to Judicial Acceptance of Predictive Coding – bit.ly/KYqUi5 (Gregory Markel, Erika Engelson) Predictive Coding is Not N?? [read post]
24 May 2012, 8:56 am
According to court filings, from 2006 to 2009, Watson represented to investors in CFF that their funds would be invested via an equities-trading system developed by an expert consultant, Trade LLC. [read post]
9 May 2012, 7:13 am
Investors nationwide who have been the victim of financial fraud, may contact the Florida securities arbitration attorneys at McCabe Rabin, P.A. for a free and confidential consultation by calling toll free at 877.915.4040 or by e-mail to kelly@mccaberabin.com. [read post]
4 May 2012, 3:05 am
Contact the Federal Trade Commission to report the situation. [read post]
2 May 2012, 6:14 am
("UBS") and Wells Fargo Advisors, LLC ("Wells Fargo") a total of $9.1 million for selling more than $27 billion of complex, non-traditional exchange traded funds ("ETFs") to investors for whom the exotic ETFs were unsuitable. [read post]
2 May 2012, 5:52 am
bit.ly/Ij3Ytl (Sharon Nelson) Google Offers Big-Data Analytics – nyti.ms/JoDZ1T (Quentin Hardy) House Passes Two Cybersecurity Bills – bit.ly/JoC5hK (Hunton & Williams) ICO Issues First Penalty To The NHS Following Serious Data Breach - bit.ly/IjTZI1 (ICO) ISO27001 v SSAE 16 For Information Security - bit.ly/Ko7sJX (Andy Techholz) Is Someone Reading your Email in a Dirty Cloud? [read post]
2 May 2012, 5:00 am
Perfetuo, Chief Compliance Officer & Counsel, Alcion Ventures Robert E. [read post]
23 Apr 2012, 5:11 am
Witnesses include James Giddens, trustee of the Securities Investment Protection Act liquidation of MF Global Inc.; Louis Freeh, trustee for MF Global Holdings; Jill Sommers, commissioner of the Commodity Futures Trading Commission; Robert Cook, director of the Securities and Exchange Commission's Division of Trading and Markets; Richard Ketchum, president, chairman and CEO of the Financial Industry Regulatory Authority; and Terrence Duffy, executive chairman… [read post]
21 Apr 2012, 12:42 pm
He decided to leave Goldman and join Teza Technologies, LLC, a financial firm in Chicago with plans to develop its own HFT system. [read post]
23 Mar 2012, 10:36 am
Beatport, LLC, No. 10-cv-02912-RBJ-KMT, 2012 WL 872574 (D. [read post]
15 Mar 2012, 7:10 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
14 Mar 2012, 7:57 am
bit.ly/zpfcer (Elkan Abramowitz, Barry Bohrer) Reports and Resources Classified National Security Information Program for State, Local, Tribal and Private Sector (PDF) 1.usa.gov/yzxOby (Homeland Security) comScore Releases February 2012 U.S. [read post]
8 Mar 2012, 8:00 am
In Grace Hunt IT Solutions, LLC v. [read post]
