Search for: "Financial Asset Securities Corp.,"
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1 Mar 2016, 7:19 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
29 Feb 2016, 4:43 pm
Holding Corp. [read post]
28 Feb 2016, 6:30 pm
Buffett also noted that the company’s financial results for the current year will be affected by impacts from the company’s $32 billion acquisition of Precision Castparts Corp., which is by far the largest acquisition Berkshire has ever made, and which closed last month. [read post]
22 Feb 2016, 4:36 pm
Corp, brought to light the potential personal liability faced by directors and officers. [read post]
16 Feb 2016, 12:46 pm
These Highland Fund Energy MLPs were said to have been marketed to securities investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp., Raymond James, Fidelity and RBC Wealth Management. [read post]
11 Feb 2016, 7:34 am
Juan A. [read post]
3 Feb 2016, 9:42 am
These MainStay Cushing funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Cetera Advisors LLC, Mid Atlantic Capital Corp., JPMorgan, Ameriprise Brokerage, Raymond James, RBC Wealth Management, Morgan Stanley, and Securities America Inc. [read post]
29 Jan 2016, 9:01 am
Tortoise funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp, Morgan Stanley, Pershing FundCenter, Shareholders Services Group, JPMorgan, Fidelity Institutional, FundsNetwork, MSSB Retail Fund, Raymond James, CommonWealth Universe, RBC Wealth Management, Mid Atlantic Capital Group, MSWM Brokerage, and Securities America Inc. [read post]
25 Jan 2016, 6:30 am
IV)), ICON Investment, Hines Securities (HMS Income Fund), NorthStar Securities, and the Sierra Income Corp. [read post]
20 Jan 2016, 1:14 pm
The Securities and Exchange Commission today announced that Ocwen Financial Corp. has agreed to settle charges that it misstated financial results by using a flawed, undisclosed methodology to value complex mortgage assets.Ocwen agreed to pay a $2 million penalty after an SEC investigation found that the company inaccurately disclosed to investors that it independently valued these assets at fair value under U.S. [read post]
13 Jan 2016, 5:05 pm
The government response was the enactment of the Securities and Exchange Act of 1934, which created the Securities and Exchange Commission (SEC) and made financial reporting obligatory for public corporations. [read post]
4 Jan 2016, 4:08 pm
These policies, which provide a measure of catastrophe protection for corporate executives, would be triggered if the company wrongfully withheld advancement or indemnification from its executives, or if the company is financially unable to indemnify its executives or to advance defense expenses. [read post]
3 Jan 2016, 7:43 am
They represent one mean to diverse ends, using U.S. contract spending to quell violence, build market economies, increase cooperation, and secure access. [read post]
22 Dec 2015, 6:00 am
Personally, I think some increase in the income and asset tests are okay if it also includes an ability for an investor to prove financial sophistication to gain access to private offerings. [read post]
16 Dec 2015, 9:26 am
To mitigate the risk of trade secrets theft, companies should review their security procedures, policies on IT resources and email usage, and employee exit interview/termination processes to ensure that the company’s assets are adequately protected. [read post]
11 Dec 2015, 3:06 am
Yesterday, Corp Fin weighed in on the FAST Act with this pair of CDIs and this “announcement,” which not only is a brief summary highlighting changes in the securities laws – but also provides some interpretive guidance. [read post]
10 Dec 2015, 8:36 am
Many of the approved offerings seek to publicly sell securities that likely will not result in loss of control for the current owners or require mandatory distributions or dividends, despite potentially raising millions. [read post]
10 Dec 2015, 6:32 am
The company expects to report losses of over $300 million due to reassessing goodwill and intangible assets. [read post]
8 Dec 2015, 2:22 pm
These recoveries restore valuable assets to federally funded programs such as Medicare, Medicaid, and TRICARE – the health care program for the military. [read post]
7 Dec 2015, 6:31 am
A consolidated report is a single document that combines financial information regarding a customer’s financial holdings on one statement. [read post]
