Search for: "Financial Asset Securities Corporation"
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23 Feb 2024, 6:52 am
SEC, February 21, 2024).Lejilex is a Texas corporation that intends to operate the Legit.Exchange platform, allowing users to trade digital assets in blind bid/ask transactions. [read post]
29 Sep 2022, 6:15 am
The guidance issued by the SEC’s Division of Corporation Finance addressed questions regarding Securities Act IPOs, registrations Exchange Act Section 12(b), and foreign private issuers. [read post]
29 Nov 2016, 8:41 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
15 Sep 2011, 11:04 pm
It has only been utilized, to date, by small privately held corporations and some financial companies under the Korean Asset-Backed Security Act, Korean Capital Markets Act, or the Korean Financial Investment Services Act. [read post]
14 Sep 2020, 2:00 am
Offboarding Processes Related to Data Security The vital offboarding processes that are directly related to the security of your organization include: Reclaiming assetsRevoking employee access to company accountsMigrating business-critical dataProtecting against data exfiltrationReclaiming assets. [read post]
14 Jul 2010, 5:01 pm
In provisions authored by Senator Dodd, the recovery legislation mandated important corporate governance safeguards and imposed various executive compensation limits on companies participating in the troubled assets relief program (TARP), including a requirement for a nonbinding shareholder advisory vote on executive compensation and for independent compensation committees, presaging requirements that would be placed on all listed companies by the Dodd-Frank Act.On February 25,… [read post]
29 Nov 2022, 3:35 am
Buildings, equipment, land, machinery, intellectual property, and long-term securities are examples of noncurrent assets. [read post]
10 Aug 2020, 3:13 pm
In what appears to be a coordinated effort, the Securities Exchange Commission (SEC) and Commodities Futures Trading Commission (CFTC) both issued orders relating to Plutus Financial—doing business as Abra—and its Philippines-centered partner, Plutus Technologies Philippine Corporation (Plutus Tech). [read post]
19 Mar 2023, 9:05 pm
In order to make them relatively stable, their assets are short term, which encourages short-term finance throughout the economy, including the financial sector. [read post]
18 Feb 2020, 1:58 pm
Today, Malecki Law, won a court appeal to allow an international investor to proceed in his securities lawsuit against Lek Securities Corporation and its principals (Samuel Lek and Charles Lek), allowing the case to go forward and be decided by a panel of arbitrators in the dispute resolution forum provided by the Financial Industry Authority (FINRA). [read post]
18 Mar 2009, 8:00 am
The quantitative factor considers the financial magnitude of the misstatements. [read post]
20 Jun 2024, 1:40 pm
Valuation and reporting of intangible assets is the new normal yet, intangibles is the term for a huge category of diverse corporate assets. [read post]
11 Jul 2011, 6:12 pm
The 1934 Securities Exchange Act’s Section 12(g) mandates that an issuer register securities “held of record” by at least 500 individuals and if the issuer’s total assets are over $10 million. [read post]
29 Nov 2011, 8:20 am
All these corporate giants put a huge amount into protecting their secrets. [read post]
3 Feb 2011, 10:20 am
The court froze the assets of 61 corporations (collectively known as "I Works"). [read post]
11 Oct 2022, 12:15 am
However, advertisements of crypto assets may be subject to regulation by the DFPI if they are found to be securities under the California Corporate Securities Law of 1968. [read post]
15 Jun 2012, 9:21 pm
The seller may give the buyer credit for the price of the shares and secures this credit by having the corporation grant a security interest in its assets. [read post]
13 Jan 2009, 6:17 am
As a result, corporate and institutional investors must value these exotic securities at their actual market values. [read post]
10 Nov 2010, 8:30 am
Next up at the Securities Regulation Institute is a panel featuring Tom Cole of Sidley Austin, Frank Jimenez of ITT Corporation, John Olson of Gibson Dunn (Practice Center Contributor!) [read post]
24 May 2021, 2:40 am
Certain prescribed regulatory requirements will apply to licensed VASPs e.g. covering financial resources, segregation of client assets, financial reporting and disclosures etc. [read post]
