Search for: "Financial Asset Securities Corporation"
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26 May 2023, 6:30 am
Securities and Exchange Commission, on Saturday, May 20, 2023 Tags: Asset management, Cybersecurity, Fiduciary duties, Private funds, registered funds, SEC enforcement, Securities Act The State of Climate Investing Posted by Chris Goolgasian and Cheryl Duckworth, Wellington Management, on Sunday, May 21, 2023 Tags: Asset Managers, Climate change, climate disclosures, climate investing, ESG, Private equity Anatomy of a Run: The Terra Luna Crash Posted by… [read post]
25 May 2023, 9:01 pm
That is, it has to be able to turn its securities into money on very short notice. [read post]
25 May 2023, 9:25 am
In response to the feedback from over 150 industry participants, certain changes and clarifications have been made to the draft Guidelines for Virtual Asset Trading Platform Operators (the VATP Guidelines) and the draft of Chapter 12 of the Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Licensed Corporations and SFC-licensed Virtual Asset Service Providers) (the SFC AML Guidelines). [read post]
24 May 2023, 6:37 am
Part of Just Security’s work on accountability and election law. [read post]
23 May 2023, 9:01 pm
Today, nearly 75 years later, the private fund industry has grown to $25 trillion[8] in gross asset value amongst tens of thousands of funds[9]—larger than the entire $23 trillion commercial banking sector.[10] Private fund advisers playan important role in each sector of the capital markets, whether it’s equities, treasuries, corporate bonds, mortgages, municipals, private credit, loan origination, or many other markets. [read post]
20 May 2023, 2:06 pm
It is important to act on the Global Security Initiative, and stand firm against external attempts to interfere in domestic affairs of regional countries and strive to resolve security conundrums in the region. . . . [read post]
19 May 2023, 6:30 am
Park (UCLA) , on Monday, May 15, 2023 Tags: Basic, corporate disclosure, ESG, ESG risks, Rule 10b-5, Securities fraud Nine Developments and Trends Shaping US Shareholder Activism in 2023 Posted by Thomas W. [read post]
19 May 2023, 6:30 am
Park (UCLA) , on Monday, May 15, 2023 Tags: Basic, corporate disclosure, ESG, ESG risks, Rule 10b-5, Securities fraud Nine Developments and Trends Shaping US Shareholder Activism in 2023 Posted by Thomas W. [read post]
18 May 2023, 9:01 pm
The goal is to ensure that these entities, which perform functions such as disseminating market data and central repository functions for security-based swaps, are treated similarly to entities that perform those functions for other asset classes, like equities. [read post]
18 May 2023, 6:24 am
¹ Canada Pension Plan (CPP): Similar to the US Social Security program. [read post]
18 May 2023, 5:16 am
A Russian MK company can enjoy many of the benefits of residents in an offshore zone, including in corporate governance, anonymity, not having to respect Russian laws and regulations about currency transfers—all without the risk that Western officials will seize securities, or freeze accounts, among other threats. [read post]
16 May 2023, 9:01 pm
Decisions and disclosures around ESG metrics and statistics should be treated like financial metrics and statistics: they should flow through the proper decision-making channels, be subject to closely-followed procedures and policies, rely on objectively verifiable data, and be pressure-tested by corporate boards to avoid embellishment or mischaracterizations. [read post]
16 May 2023, 8:21 am
You can also be legitimately concerned whether any small group of asset managers should wield this degree of financial power for these ends. [read post]
11 May 2023, 9:05 pm
For our analysis, we draw on an earlier post, in which we argued that the actions of the Swiss authorities made sense from a corporate finance, legal, and financial stability perspective. [read post]
11 May 2023, 10:57 am
This helps protect your personal assets by keeping your personal and business accounts separate. [read post]
11 May 2023, 5:01 am
The Treasury Department contends that Tornado Cash’s structure in many ways resembles that of a traditional corporate entity, with responsibilities divided between its developers and the Tornado Cash DAO. [read post]
10 May 2023, 12:55 pm
Financial Industry Regulatory Authority (FINRA) Rules The Financial Industry Regulatory Authority (FINRA) works alongside the SEC to regulate the U.S. securities markets. [read post]
9 May 2023, 9:01 pm
More Choice Requires More Information When a corporation (really, the board of a corporation) nominates a director, it may do so to add expertise in a particular skills area, to include a new viewpoint on an old problem, to increase diversity, or simply to bring in some fresh blood—ideally with the goal of creating a balance of skills, temperaments and experience that will enhance the long-term management of the corporation. [read post]
8 May 2023, 9:01 pm
Financial disclosure laws similarly allow corporations to leave some items “off book” for various purposes.Is something like that going on here? [read post]
8 May 2023, 8:25 am
In the wrong hands, the Commissioner wrote, this information can lead to identity theft, financial loss, and other severe consequences. [read post]
