Search for: "Financial Management Service"
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3 Aug 2021, 2:10 am
The definition of “intermediary services” in the FAIS Act requires that fund managers obtain a Category II authorisation to provide discretionary investment management services. [read post]
9 Aug 2012, 7:52 am
Banks and nonbanks must manage these relationships carefully and can be held accountable if they break the law. [read post]
16 Mar 2014, 11:00 pm
This Commercial Law Update summarizes and offers practical steps for implementing the guidance for managing social media risks issued on December 17, 2013 by The Federal Financial Institutions Examination Council (FFIEC). [read post]
16 Mar 2014, 11:00 pm
This Commercial Law Update summarizes and offers practical steps for implementing the guidance for managing social media risks issued on December 17, 2013 by The Federal Financial Institutions Examination Council (FFIEC). [read post]
13 Mar 2020, 10:05 am
We regularly work with financial institutions to navigate the challenges of implementing, maintaining, and using security procedures for commercial customers’ use of treasury management services. [read post]
23 Feb 2021, 3:47 am
It will ensure proper management of your financial situation and afford control over your end of life and legacy. [read post]
14 Mar 2018, 1:26 am
1 Licensing of asset managers South African asset managers must register as financial service providers (FSPs) with the Financial Services Board (FSB) under the Financial Advisory and Intermediary Services Act (FAIS). [read post]
18 Mar 2018, 12:59 pm
Licensing of asset managers South African asset managers must register as financial service providers (FSPs) with the Financial Services Board (FSB) under the Financial Advisory and Intermediary Services Act (FAIS). [read post]
29 Nov 2019, 6:41 am
The Guidelines are addressed to financial institutions, which for these purposes are: payment services providers (PSPs) as defined in Article 4(11) of the revised Payment Services Directive (PSD2) and credit institutions and investment firms subject to the Capital Requirements Regulation. [read post]
10 Mar 2008, 7:52 am
Financial Services Authority. [read post]
17 Oct 2015, 6:18 am
Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Saturday, October 17, 2015 Editor's Note: Dan Ryan is Leader of the Financial Services Advisory Practice at PricewaterhouseCoopers LLP. [read post]
23 Sep 2016, 8:54 am
If the New York State Department of Financial Services (“DFS”) has its way, come January 1, 2017, financial services companies that require a form of authorization to operate under the banking, insurance, or financial services laws (“Covered Entities”) will be required to comply with a new set of comprehensive cybersecurity regulations aimed at safeguarding information systems and nonpublic information. [read post]
13 Nov 2009, 2:34 pm
This service is free. [read post]
23 Jun 2007, 7:53 am
A report published by IBM Business Services entitled "Thinking Through Uncertainty: CFOs Scrutinized Non-Financial Risk," a trend is identified showing that CFOs are taking on more and more responsibility to evaluate company non-financial risk. [read post]
9 Apr 2024, 6:30 am
By ensuring that your financial situation is properly managed, you maintain control over your end-of-life decisions and legacy. [read post]
30 May 2012, 6:54 pm
The FSA regulates the financial services industry and has four objectives under the Financial Services and Markets Act 2000: maintaining market confidence; securing the appropriate degree of protection for consumers; fighting financial crime; and contributing to the protection and enhancement of the stability of the UK financial system. [read post]
26 Feb 2022, 2:27 pm
Thorn, Managing Partner of Thorn Law Group, explains what types of foreign financial assets trigger the FATCA reporting requirement. [read post]
Health-Care Data Analysis Patent Satisfies “Financial Product or Service” Requirement for CBM Review
14 Sep 2015, 7:12 am
[W]e determine that the claimed system and method recite activities used in the practice, administration, or management of a financial product or service. [read post]
1 Jul 2020, 3:44 am
On 29 June, the Climate Financial Risk Forum (CFRF) published its guide to climate-related financial risk management. [read post]
20 Dec 2009, 7:12 pm
Treasury has released for public comment draft regulations and an example Product Disclosure Statement (PDS) for superannuation and managed investment product disclosure prepared by the Financial Services Working Group (the Working Group). [read post]
