Search for: "Gary Gensler"
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18 Dec 2010, 2:31 pm
In a letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, Rep. [read post]
15 Mar 2011, 9:31 am
In a letter to CFTC Chair Gary Gensler, Rep. [read post]
30 Mar 2022, 1:20 pm
” On March 16, 2022, the Caucus issued a letter to SEC Chair Gary Gensler demanding information on SEC “voluntary” requests for documents and information to blockchain, cryptocurrency, digital assets, or other similar entities. [read post]
22 Apr 2022, 5:33 am
A Deconstruction of the Short-Termism Thesis Posted by Charles Nathan, Finsbury Glover Hering, on Friday, April 15, 2022 Tags: Hedge funds, Investor horizons, Repurchases, Shareholder activism, Short-termism, Takeovers Remarks by Chair Gensler Before the FBIIC and FSSCC Posted by Gary Gensler, U.S. [read post]
3 Jun 2022, 6:31 am
Securities and Exchange Commission, on Friday, May 27, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC rulemaking, Securities regulation, Transparency Statement by Chair Gensler on Proposed Updates to Names Rule Posted by Gary Gensler, U.S. [read post]
3 Jun 2022, 6:31 am
Securities and Exchange Commission, on Friday, May 27, 2022 Tags: Asset management, ESG, Institutional Investors, SEC, SEC rulemaking, Securities regulation, Transparency Statement by Chair Gensler on Proposed Updates to Names Rule Posted by Gary Gensler, U.S. [read post]
22 Jul 2022, 6:30 am
Securities and Exchange Commission, on Friday, July 15, 2022 Tags: Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chair Gensler on Proposed Amendments to Rule 14a-8 Posted by Gary Gensler, U.S. [read post]
22 Apr 2022, 5:33 am
A Deconstruction of the Short-Termism Thesis Posted by Charles Nathan, Finsbury Glover Hering, on Friday, April 15, 2022 Tags: Hedge funds, Investor horizons, Repurchases, Shareholder activism, Short-termism, Takeovers Remarks by Chair Gensler Before the FBIIC and FSSCC Posted by Gary Gensler, U.S. [read post]
18 Mar 2022, 6:02 am
Women and M&A Posted by Afra Afsharipour (UC Davis), on Friday, March 11, 2022 Tags: Decision-making, Diversity, ESG, Management, Mergers & acquisitions Remarks by Chair Gensler Before the Investor Advisory Committee Posted by Gary Gensler, U.S. [read post]
22 Jul 2022, 6:30 am
Securities and Exchange Commission, on Friday, July 15, 2022 Tags: Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chair Gensler on Proposed Amendments to Rule 14a-8 Posted by Gary Gensler, U.S. [read post]
17 May 2021, 3:00 am
Speaking before the SEC’s 8th Annual Conference on Financial Market Regulation, SEC Chair Gary Gensler reportedly stated that the Staff was working on a new rule addressing disclosure of human capital metrics. [read post]
9 May 2022, 12:22 pm
” [2] SEC Press Release, Statement from SEC Chair Gary Gensler, https://www.sec.gov/news/press-release/2022-46. [3] Id. [read post]
17 Nov 2022, 5:00 pm
She also agreed not to promote any crypto asset securities for 3 years.SEC Chair Gary Gensler observed that the case will “serve as a reminder that celebrities and others that the law requires them to disclose to the public when and how much they are paid to promote investing in securities. [read post]
17 May 2024, 6:42 am
“Providing accessible, usable, aggregated data to the public is a critical part of the SEC’s role,” said SEC Chair Gary Gensler in a release. [read post]
21 Feb 2014, 5:01 am
In a letter to CFTC Chair Gary Gensler, the Senators said that one improvement for the protection of unwary investors would be to require that managers of these managed-futures funds clearly explain in writing how severely fees and commissions can consume or affect gross profits over time. [read post]
Senators Nelson and Warren urge SEC-CFTC Study on High Fees and Commissions on Managed-Futures Funds
10 Jun 2014, 6:51 am
In a letter to CFTC Chair Gary Gensler, the Senators said that one improvement for the protection of unwary investors would be to require that managers of these managed-futures funds clearly explain in writing how severely fees and commissions can consume or affect gross profits over time. [read post]
15 May 2024, 5:58 am
BSA-1 (May 13, 2024)).SEC Chair Gary Gensler said the proposed rule is designed to make it more difficult to use false identities to establish customer relationships with investment advisers. [read post]
24 Jan 2025, 11:07 am
But it was a very active year nonetheless, with the SEC under Gary Gensler pursuing a very aggressive approach to enforcing the securities laws. [read post]
3 Aug 2022, 12:07 pm
Since then, the SEC’s chair, Gary Gensler, has directed efforts to research and propose a set of rules aiming to make the US retail securities market more transparent and fair. [read post]
14 Jun 2023, 9:01 pm
These remarks were delivered on June 14, 2023, by Gary Gensler, chair of the U.S. [read post]
