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15 May 2024, 5:58 am
BSA-1 (May 13, 2024)).SEC Chair Gary Gensler said the proposed rule is designed to make it more difficult to use false identities to establish customer relationships with investment advisers. [read post]
17 May 2024, 6:42 am
“Providing accessible, usable, aggregated data to the public is a critical part of the SEC’s role,” said SEC Chair Gary Gensler in a release. [read post]
17 Nov 2022, 5:00 pm
She also agreed not to promote any crypto asset securities for 3 years.SEC Chair Gary Gensler observed that the case will “serve as a reminder that celebrities and others that the law requires them to disclose to the public when and how much they are paid to promote investing in securities. [read post]
21 Feb 2014, 5:01 am
In a letter to CFTC Chair Gary Gensler, the Senators said that one improvement for the protection of unwary investors would be to require that managers of these managed-futures funds clearly explain in writing how severely fees and commissions can consume or affect gross profits over time. [read post]
3 Aug 2022, 12:07 pm
Since then, the SEC’s chair, Gary Gensler, has directed efforts to research and propose a set of rules aiming to make the US retail securities market more transparent and fair. [read post]
27 Jul 2023, 9:11 am
According to SEC Chair Gary Gensler, modern predictive data analytics models allow an increasing ability to make predictions about each of us as individuals. [read post]
14 Jun 2023, 9:01 pm
These remarks were delivered on June 14, 2023, by Gary Gensler, chair of the U.S. [read post]
15 Aug 2023, 9:01 pm
These remarks were delivered on July 28, 2023, by Gary Gensler, chair of the U.S. [read post]
16 Jun 2022, 9:01 pm
This statement was issued on June 15, 2022, by Gary Gensler, chairman of the U.S. [read post]
4 Jul 2024, 9:01 pm
This statement was issued on July 1, 2024, by Gary Gensler, chair of the U.S Securities and Exchange Commission, in Washington, D.C. [read post]
15 Feb 2023, 9:01 pm
This statement was issued on February 15, 2023, by Gary Gensler, chairman of the U.S. [read post]
31 Jul 2022, 9:01 pm
This statement was issued on July 29, 2022, by Gary Gensler, chairman of the U.S. [read post]
16 Apr 2023, 9:01 pm
This statement was issued on April 14, 2023, by Gary Gensler, chair of the U.S. [read post]
8 Jun 2022, 9:01 pm
Thank you, Rich (Repetto), for that kind introduction. [read post]
13 Jun 2024, 11:45 pm
In a speech last December, as well as in several subsequent statements, SEC Chair Gary Gensler has emphasized the agency’s concerns with companies that are over-hyping their artificial intelligence (AI) capabilities in ways that mislead investors. [read post]
21 Oct 2024, 9:01 pm
Nearly four years ago, Jen Psaki was freshly in her White House press secretary job when she had to answer questions about the GameStop fallout from the podium.[1] A few months later, my first testimony as SEC Chair was centered on those events.[2] (As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff.) [read post]
22 Mar 2022, 3:32 am
Here’s the 3-page Fact Sheet, and here are supporting statements from SEC Chair Gary Gensler, Commissioner Lee and Commissioner Crenshaw, and the dissenting statement from Commissioner Peirce. [read post]
13 Oct 2024, 6:12 am
Over the last several months, various SEC spokespeople, including SEC Chair Gary Gensler, have issued strong precautionary statements against so-called “AI-washing,” which Microsoft Co-Pilot, an AI-powered tool, defines as a “deceptive marketing tactic where a product or service is promoted by exaggerating or falsely claiming the use of artificial intelligence. [read post]
5 Sep 2024, 11:35 am
” As set out and partially transcribed in a September 5, 2024, TheCorporateCounsel.net post (here), SEC Chair Gary Gensler recently recorded a video in which he reiterated concerns about public company AI-related disclosures and the need for companies to match AI-related claims to their actual capabilities. [read post]
25 Nov 2024, 4:10 am
A few weeks later, on January 21, 2021, President Biden designated Allsion Herren Lee as Acting Chair, and she served until Gary Gensler was sworn in as Chair on April 17, 2021, after being nominated for the position on February 3, 2021. [read post]
