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17 Dec 2021, 11:17 am
SEC Turning Attention to Crypto ExchangesPYMNTS – December 13, 2021 Securities and Exchange Commission (SEC) Chairman Gary Gensler warned that cryptocurrency exchanges that don’t operate with SEC approval can expect to see more enforcement actions. [read post]
17 Dec 2021, 11:17 am
SEC Turning Attention to Crypto ExchangesPYMNTS – December 13, 2021 Securities and Exchange Commission (SEC) Chairman Gary Gensler warned that cryptocurrency exchanges that don’t operate with SEC approval can expect to see more enforcement actions. [read post]
17 Dec 2021, 5:46 am
Posted by Gary Gensler, U.S. [read post]
17 Dec 2021, 3:00 am
National/Federal A New Lawsuit Accuses the FEC of Failing to Investigate Russia’s ‘Coordination’ with the 2016 Trump Campaign Yahoo News – C. [read post]
16 Dec 2021, 12:00 pm
” Gary Desrosiers, a spokesman for Haiti’s national police, told the Washington Post on Thursday that the remaining members of the U.S. [read post]
16 Dec 2021, 3:15 am
because it looks like that requirement may be heading your way. [read post]
12 Dec 2021, 5:10 pm
The SEC is Watching: In a December 9, 2021 speech (here), SEC Chair Gary Gensler went out of his way to share his concerns that SPAC investors may not be getting the same protections as IPO investors. [read post]
12 Dec 2021, 1:09 pm
Guest Post by Samuel F. [read post]
9 Dec 2021, 11:45 am
Trailer: https://youtu.be/6kZaJhZMgs0 Netflix The Laundromat (2019) A widow (Meryl Streep) investigates an insurance fraud, chasing leads to a pair of Panama City law partners (Gary Oldman and Antonio Banderas) exploiting the world’s financial system. [read post]
7 Dec 2021, 8:27 am
Together, those two made up way more than 99% of all copyright claims. [read post]
6 Dec 2021, 3:00 am
But earlier this year, investors, SEC Chair Gary Gensler and DTCC blamed slow settlement times as one factor in the meme stock frenzy. [read post]
5 Dec 2021, 2:03 am
To which, Whittingdale seemed to suggest that the matters of Bill were perhaps too complex and confusing for the likes of Gary Barlow. [read post]
3 Dec 2021, 12:59 pm
(BrokeAndBroker.com Blog)SEC Charges Tech Employee and His Brother-In-Law with Insider Trading (SEC Release)Remarks Before the Healthy Markets Association Conference by SEC Chair Chair Gary GenslerFour Smarter Ways To Reach For High Yield (Forbes.com by William Baldwin)Former Finance Executive Sentenced to 138 Months in Prison for Orchestrating Massive Market Manipulation Scheme (DOJ Release)Essex Man Sentenced to Four Years in Federal Prison for His Role in a Bank Fraud Conspiracy… [read post]
2 Dec 2021, 2:55 am
One way that criminals grow their profits is by avoiding the legal market completely. [read post]
1 Dec 2021, 1:37 pm
As lawmakers today look for ways to boost American industry and reduce costs for consumers, they should pay attention to the mountains of evidence that the Trump-Biden tariffs have harmed American consumers and businesses. [read post]
30 Nov 2021, 6:42 am
By Amanda Maine, J.D.In its first action on the budget since SEC Chair Gary Gensler dismissed members of the PCAOB and replaced them with new members, the Board has approved the PCAOB’s 2022 budget, which will receive a slight increase over 2021. [read post]
19 Nov 2021, 10:54 am
In accepting Gary’s guilty plea after misinforming him of the nature of the offense with which he was charged, the court deprived him of his right to determine the best way to protect his liberty. [read post]
18 Nov 2021, 9:19 am
Edited by Gary J. [read post]
18 Nov 2021, 6:10 am
“These amendments address concerns that shareholders voting by proxy cannot vote for a mix of dissident and registrant nominees in an election contest, as they could if voted in person,” said SEC Chair Gary Gensler in a press release. [read post]
17 Nov 2021, 12:48 pm
By way of contrast, during the period FY 2012 – FY 2020, the average annual amount of settlement amounts from disgorgement and prejudgment interest was $877 million (representing 55% of total monetary settlements). [read post]
