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17 Dec 2018, 6:56 pm by Mitu Gulati
  The case involves an infamously aggressive hedge fund making an audacious challenge to the constitutionality of the Puerto Rican Control Board—an argument that is framed (hilariously, I think) as rescuing the Puerto Rican people from tyranny. [read post]
18 Feb 2011, 9:20 am by Marie S. Newman
Kessler is a former hedge-fund manager and the author of a new book, Eat People and Other Unapologetic Rules for Game-Changing Entrepreneurs. [read post]
5 Nov 2010, 5:27 pm by James Hamilton
Specifically, the shareholders alleged that the prospec­tuses of several of the funds created the mis­leading impression that the adviser would implement measures to curb market timing in the funds when in fact secret arrangements with several hedge funds permitted market timing transactions. [read post]
5 Dec 2013, 9:25 am by Cathy Moran, Esq.
Joint bank accounts present one of the most vexing problems for a bankruptcy lawyer. [read post]
1 Mar 2020, 5:15 am by Green, Schafle & Gibbs
Moreover, investment fraud lawyers have launched litigation on behalf of investors who may have lost cash due to brokers recommending the risky ETFs.What Are Non-Traditional Exchange Traded Funds (ETFs)? [read post]
21 Nov 2010, 3:32 pm by Larry Ribstein
The WSJ has breathlessly reported: Federal authorities, capping a three-year investigation, are preparing insider-trading charges that could ensnare consultants, investment bankers, hedge-fund and mutual-fund traders, and analysts across the nation, according to people familiar with the matter. [read post]
11 Oct 2016, 11:16 am by Michael McDonald, PhD
Even if one believes that lawyers themselves are insulated from the changing nature of financial markets, their clients are not. [read post]
They sued Axonic Capital, the hedge fund that provided $30M in additional financing to buy the 18-story property. [read post]
4 Dec 2009, 10:20 am
Wealthy Fort Lauderdale investor George Levin and his Banyon hedge funds sank $775 million into Scott Rothstein's supposed legal-settlement deals. [read post]
14 Jan 2011, 5:00 am by Jennifer S. Taub
”  Ginsburg said that “somebody made the decision that certain hedge funds would be allowed to engage” in market-timing. [read post]
3 Sep 2014, 4:38 am by Broc Romanek
In other cases, hedge fund managers who have derivatives positions in a target company want sufficient time to acquire stock in the company, as part of an effort to protect their swaps stake, he added. [read post]
22 Aug 2022, 1:01 am by rhapsodyinbooks
Soros had success with a couple of hedge funds he founded, and began using his vast wealth to support various philanthropic causes. [read post]
18 Mar 2017, 3:55 am by AZ
In one case, a former hedge fund manager was sentenced to 11 years in prison for 14 counts of insider trading. [read post]
18 Mar 2017, 3:55 am by AZ
In one case, a former hedge fund manager was sentenced to 11 years in prison for 14 counts of insider trading. [read post]
19 Aug 2014, 1:00 pm by Mark Astarita
As the markets and the economy recovers, we start to see more requests for assistance in capital raises, either for investments in hedge funds, private equity groups, or in issuers through private placements.On occasion, we are contacted by business people who are interested in raising capital, but who want to do so without paying a fee to a brokerage firm, and who believe they can raise sufficient funds on their own, using their existing contacts.The securities laws do in… [read post]
14 Mar 2022, 11:38 am by Silver Law Group
Silver Law Group represents victims of securities and investment fraud cases nationwide to recover losses due to stockbroker misconduct, hedge fund fraud, Ponzi schemes, and other investment-related wrongdoing. [read post]
31 Jul 2007, 1:16 pm
An arbitration claim was filed against Bear Stearns and several of its executives, accusing them of repeatedly misleading investors in its two subprime hedge funds that have collapsed. [read post]
2 Sep 2022, 2:15 pm by Silver Law Group
As the name suggests, it’s an alternative form of fundraising by hedge funds as well as startups and companies who aren’t ready to or interested in issuing an IPO (initial public offering.) [read post]