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9 Mar 2019, 3:00 am
I am fascinated by the eyebrow-raising speech SEC Commissioner Hester Peirce delivered to the Council of Institutional Investors (CII) earlier this week. [read post]
8 Mar 2019, 5:52 am
Vermeulen (Tilburg University), on Wednesday, March 6, 2019 Tags: Cybersecurity, Financial technology, Privacy, Social capital, Social media, Social networks, Tech companies Remarks Before the Council of Institutional Investors Posted by Hester M. [read post]
7 Mar 2019, 6:19 am
SEC Commissioner Hester M. [read post]
6 Mar 2019, 5:48 am
Posted by Hester M. [read post]
22 Feb 2019, 3:12 am
Meanwhile, the debate about whether the SEC should communicate its views with Commission-level guidance – not Staff-level guidance – continues with this recent speech from SEC Commissioner Hester Peirce (and some people even want less Commission-level guidance; remember when former Commissioner Piwowar suggested shorter adopting releases). [read post]
15 Feb 2019, 1:27 pm
On February 8, 2019, SEC Commissioner Hester Peirce delivered a speech at the symposium ”Protecting the Public While Fostering Innovation and Entrepreneurship: First Principles for Optimal Regulation. [read post]
14 Feb 2019, 3:00 am
” But in a recent speech, SEC Commissioner Hester Peirce suggested that the agency should take more flexible approach when it comes to applying the Howey test to digital assets: While the application of the Howey test seems generally to make sense in this space, we need to tread carefully. [read post]
12 Feb 2019, 6:05 am
In regulating token-based securities offerings, the Howey test “seems generally to make sense,” but the SEC must be careful not to apply it too broadly, said Commissioner Hester Peirce. [read post]
8 Feb 2019, 4:21 am
Regulation: A View from Inside the Machine by SEC Commissioner Hester Peirce (Remarks at Protecting the Public While Fostering Innovation and Entrepreneurship: First Principles for Optimal Regulation / University of Missouri School of Law)https://www.sec.gov/news/speech/peirce-regulation-view-inside-machineIn the latest thought-piece from SEC Commissioner Peirce, we have some provocative musings about the often uneasy relationship between regulators and those they regulate. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
14 Jan 2019, 3:00 am
Gerben de Jong, VU University Amsterdam, Christiaan Behrens, VU University Amsterdam - Department of Economics, Hester van Herk, VU University Amsterdam, and Erik T. [read post]
9 Jan 2019, 5:08 am
In Hester v. [read post]
7 Jan 2019, 3:54 pm
Hester v. [read post]
7 Jan 2019, 8:55 am
Today, in Hester v. [read post]
7 Jan 2019, 6:40 am
In Hester v. [read post]
2 Jan 2019, 4:50 am
Freshly polished Hester Bateman wine funnel (1776). [read post]
12 Dec 2018, 7:43 am
John Elwood previews 2018’s last relists. [read post]
5 Dec 2018, 8:54 am
John Elwood reviews Monday’s relists. [read post]
4 Dec 2018, 11:12 am
Hester, No. 16-3570, 2018 WL 6259314 (3d Cir. [read post]
9 Nov 2018, 5:31 am
Costumes, Candy, and Compliance: Remarks at the National Membership Conference of the National Society of Compliance Professionals by SEC Commissioner Hester Peircehttps://www.sec.gov/news/speech/speech-peirce-103018In another thoughtful yet provocative speech, SEC Commissioner Peirce muses about the best way to calibrate enforcement in terms of encouraging diligent in-house compliance policies and practices. [read post]
