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23 Feb 2022, 7:49 am
” As proposed, an illiquid fund would be defined as a fund that (i) has a limited life; (ii) does not continuously raise capital; (iii) is not required to redeem interests upon an investor’s request; (iv) has as a predominant operating strategy to return the proceeds from the disposition of investments to investors; (v) has limited opportunities, if any, for investors to withdraw before the termination of the fund; and (vi) does not routinely… [read post]
18 Feb 2022, 3:00 am
Now, the Democratic organization American Bridge, known primarily for its opposition research into Republicans, launched what it says is a $10 million campaign to influence the races for election administration in a dozen key states. [read post]
17 Feb 2022, 2:51 pm
”[6] The Exchange Act provides a two-step test to assess whether a trading system meets the definition of an exchange: does the system bring together the orders for securities of multiple buyers and sellers; and does the system use established, non-discretionary methods (whether by providing a trading facility or by setting rules) under which such orders interact with each other, and the buyers and sellers entering such orders agree to the terms of the trade.[7]… [read post]
15 Feb 2022, 2:05 pm
In exchange for their investments, retail SPAC investors are given shares in the SPAC, which are converted into shares of the go-forward entity at a set price (usually $10/share) should the SPAC succeed in making a deal. [read post]
14 Feb 2022, 12:25 pm
Morrone involved subscription agreements sold to European investors from the company’s office in Boston. [read post]
11 Feb 2022, 6:11 am
Securities and Exchange Commission, on Thursday, February 10, 2022 Tags: Accredited investors, Hedge funds, Institutional Investors, Investor protection, Private funds, Retail investors, SEC, Securities regulation Statement by Chair Gensler on Private Fund Advisers Proposal Posted by Gary Gensler, U.S. [read post]
8 Feb 2022, 2:31 pm
” The complaint alleged that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
1 Feb 2022, 1:01 pm
” The Court held that allegations of high recordkeeping and investment fees cannot be ignored, even if the plan has a few low-cost investments from which investors can chose. [read post]
31 Jan 2022, 1:32 pm
Moreover, the lower redemptions stopped after the deflation of the SPAC bubble; between July 1, 2021 and December 1, 2021, the mean and median SPAC redemptions were 55% and 66% respectively. [read post]
31 Jan 2022, 12:46 pm
Interest payments to foreign lenders are subject to a withholding tax of 10 per cent. [read post]
20 Jan 2022, 12:16 pm
According to reporting by Reuters, on Dec. 10, 2021, the U.S. [read post]
17 Jan 2022, 12:12 pm
Advocat AI Founded: 5/10/2019 Headquarters: Seattle, Wash. [read post]
14 Jan 2022, 3:47 pm
As to Forms 8-K and 10-Q, Plaintiff attempted to argue in Benett that the anti-SLAPP statute does not apply because unlike Form 10-K, Forms 8-K and 10-Q are not specifically designed to trigger an SEC investigation. [read post]
14 Jan 2022, 9:06 am
Lecture 10: Natural Persons as InvestorsIn the last lecture, we discussed certain general aspects relating to the question: “who is an investor? [read post]
13 Jan 2022, 1:55 am
Table 1. [read post]
12 Jan 2022, 9:38 am
Investor funds are never used for SEC bounties and awards. [read post]
11 Jan 2022, 7:10 am
While ComplexDiscovery regularly highlights this information, it does not assume any responsibility for content assertions. [read post]
10 Jan 2022, 4:01 pm
The biannual Federal Reserve Financial Stability Report has highlighted the role of social media and retail investors in equity market volatility. [read post]
10 Jan 2022, 4:05 am
What relief does the student loan freeze provide? [read post]
9 Jan 2022, 6:42 am
On November 15, 2021 the company announced that Brian Blaser had been appointed CEO effective December 1, 2021. [read post]
