Search for: "In Matter of Clayton"
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3 Feb 2019, 11:57 am
In February 2018, SEC Chairperson Jay Clayton emphasized that, “Public companies must stay focused on [cybersecurity] issues and take all required action to inform investors about material cybersecurity risks and incident in a timely fashion. [read post]
28 Jan 2019, 3:00 am
In other words, absent compelling circumstances, we expect to address matters in the order in which they were received. [read post]
22 Jan 2019, 8:56 am
In an era in which there was great concern about monopolies (the Sherman Antitrust Act had been enacted in 1890, and the Clayton Antitrust Act would be enacted in 1914), Congress was concerned about the effect of having too many popular songs under the control of a single company. [read post]
19 Jan 2019, 6:00 am
“Danae is widely respected by her colleagues throughout the Commission for her steady and thoughtful ethics counsel,” said Chairman Jay Clayton. [read post]
18 Jan 2019, 3:00 am
This situation has produced some very strange bedfellows – check out the signatories to this recent letter to SEC Chair Jay Clayton urging it to grant the no-action relief that J&J’s requested and to reaffirm the SEC’s position that arbitration clauses violate the securities laws. [read post]
17 Jan 2019, 8:29 am
Jonesboro police told Clayton News-Daily, “the attack took place at Tara Hill Apartments, 8050 Tara Blvd., around 10:30 a.m. [read post]
17 Jan 2019, 8:00 am
Jonesboro police told Clayton News-Daily, “the attack took place at Tara Hill Apartments, 8050 Tara Blvd., around 10:30 a.m. [read post]
17 Jan 2019, 8:00 am
Five apartment and condominium rapes were reported in the Jonesboro and Riverdale area in July 2018, per Clayton News-Daily reports. [read post]
10 Jan 2019, 6:33 am
“If we can settle matters quickly, we can move on to other matters. [read post]
9 Jan 2019, 2:48 pm
Clayton County, Georgia, 17-1618, and Altitude Express Inc. v. [read post]
3 Jan 2019, 4:23 pm
Coverage of the case can be found on ABC with legal analysis from the Unimelb Blog and Clayton Utz. [read post]
27 Dec 2018, 8:23 am
SEC Chairman Jay Clayton said, “OCIE continues to thoughtfully approach its examination program, leveraging technology and the SEC staff's industry expertise. [read post]
26 Dec 2018, 6:33 am
In a press release accompanying the AirFox and Paragon Coin matters, SEC Co-Director of Enforcement Steven Peikin said the matters could serve as a “model” for ICO compliance with federal securities laws. [read post]
19 Dec 2018, 6:06 am
” Chairman Clayton again acknowledged the “ongoing debate” in a brief statement accompanying a press release and Fact Sheet on the request for comment. [read post]
17 Dec 2018, 3:14 pm
John Reed Stark On November 29, 2018, the SEC announced that it had settled charges with boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in Initial Coin Offerings (ICOs). [read post]
13 Dec 2018, 9:10 am
” A frequent criticism of proxy advisory firms is their one-size-fits-all approach, and on this point, Clayton observed that “it is clear to me that some matters put to a shareholder vote can only be analyzed effectively on a company-specific basis, as opposed to applying a more general market or industry-wide policy. [read post]
13 Dec 2018, 9:10 am
” A frequent criticism of proxy advisory firms is their one-size-fits-all approach, and on this point, Clayton observed that “it is clear to me that some matters put to a shareholder vote can only be analyzed effectively on a company-specific basis, as opposed to applying a more general market or industry-wide policy. [read post]
10 Dec 2018, 4:11 am
Last week, SEC Chair Jay Clayton delivered this speech, where he outlined where the SEC stands on its rulemaking agenda – as well as the priorities for 2019. [read post]
7 Dec 2018, 5:00 am
The SEC should make clear that this is a regulatory matter through FD, not an antifraud matter, and therefore does not directly apply to the municipal market. [read post]
3 Dec 2018, 10:30 am
The chief justice has one more preliminary matter this morning. [read post]
