Search for: "In Re Securities and Exchange Commission"
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29 Feb 2024, 9:01 pm
Securities and Exchange Commission (SEC) proposed ambitious rules relating to artificial intelligence (AI) that have drawn significant commentary and criticism. [read post]
14 Feb 2013, 9:18 am
“The commission is called to order,” Judge Pohl says. [read post]
20 Mar 2017, 6:00 am
If the audio is poor, unclear or inaccurate, we may be forced to re-litigate the trial. [read post]
15 Oct 2021, 6:19 am
Securities and Exchange Commission. [read post]
28 Aug 2019, 6:17 am
Securities and Exchange Commission. [read post]
17 Dec 2010, 7:00 am
The Federal Trade Commission, the nation’s consumer protection agency, has tips to help consumers make smart online shopping decisions for the holidays: Know who you’re dealing with: Confirm the online seller’s physical address and phone number before you buy. [read post]
8 Jul 2015, 11:26 am
Recently, a Dallas investment scheme orchestrated by Brian Polito and his company EOG Resources got snagged by the federal authorities, with the Securities and Exchange Commission (”SEC”) filing suit here in a Texas federal district court alleging Polito had conned millions of dollars from his investors through the sale of interests in Texas oil and gas wells and oil futures. [read post]
22 Jan 2024, 9:01 pm
Ralston Purina Co.[4] Imagine that — the Commission engaging in notice-and-comment rulemaking, including a re-proposal, to address regulatory uncertainty and ambiguity following judicial decisions. [read post]
1 Feb 2022, 6:25 am
Gary Gensler is full of ideas for expanding the Security and Exchange Commission’s security requirements for brokers, public companies and those who service the financial industry. [read post]
24 Nov 2015, 11:36 am
A separate Securities and Exchange Commission case alleging securities fraud is pending before U.S. [read post]
30 Jan 2024, 9:04 pm
Securities and Exchange Commission, in Washington, D.C. [read post]
29 Nov 2011, 9:00 pm
Tags: Securities and Exchange Commission, Senate, U.S. [read post]
19 Dec 2023, 6:12 am
Coinbase late today said it plans to take the SEC back to court via a petition for review of the Commission’s denial of its rulemaking petition (In re Coinbase, Inc., December 15, 2023).SEC denial. [read post]
7 Oct 2020, 2:55 pm
Sugarman (Securities Act; Exchange Act)Chemehuevi Indian Tribe v. [read post]
19 Jul 2017, 3:02 pm
Each of the incidents is related to Sabre Hospitality Solutions’ credit card data breach in its SynXis hotel-reservations system, which Sabre first announced in a quarterly filing with the Securities and Exchange Commission on May 17. [read post]
9 May 2023, 11:55 am
Is securities fraud the same thing as investment fraud? [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
18 Apr 2014, 2:27 am
Securities and Exchange Commission, one of the options for the SEC in light of the court's adverse First Amendment ruling is to seek en banc review of the decision of the three-judge panel. [read post]
21 Aug 2022, 9:01 pm
In issuing an Advance Notice of Proposed Rulemaking (ANPR), the Commission is seeking comments from the public on the extent and effects of various commercial surveillance and data security practices, as well as on various approaches to crafting rules to govern these practices and the attendant tradeoffs. [read post]
