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26 Feb 2007, 1:11 pm
Senators are zeroing in on easing Sarbox internal-controls on the smallest public companies. [read post]
21 May 2008, 5:13 am
Greenberg received a “Wells notice” from the Securities and Exchange Commission on Friday, indicating possible charges over his role [...] [read post]
31 Mar 2007, 3:54 am
Acknowledging gaps between proposals by the Securities and Exchange Commission and the Public Company Accounting Oversight Board for complying with Section 404 of the Sarbanes Oxley-Act, the SEC will hold an open meeting next Wednesday to talk about how the two regulators can march in lockstep on internal controls. [read post]
14 Dec 2004, 11:44 am
[JURIST] Tyco International said Tuesday that the Securities and Exchange Commission has ordered the company to turn over information on its involvement in the UN Oil-for Food program in Iraq. [read post]
28 Mar 2023, 11:21 am
Because of this, the EU has established a number of new laws protecting its citizens' data privacy and creating frameworks for the secure exchange of information — laws that American health tech companies will have to comply with if they do business in the EU. [read post]
16 Mar 2007, 10:30 am
David Radler, the deputy chairman and chief operating officer at Hollinger International, has settled civil fraud charges for $29 million, the Securities and Exchange Commission announced Friday. [read post]
26 Sep 2007, 8:51 am
News article by Doug Beizer posted on Washington Technology, September 25, 2007: CACI International Inc. will provide electronic document discovery and computer forensics solutions to the Securities and Exchange Commission's Division of Enforcement under a new five-year, $48 million contract…. [read post]
5 Feb 2015, 9:15 pm
Tweet Tags: EEOC, retaliation, Securities and Exchange Commission, sued if you doSued if you do: SEC vs. [read post]
2 Jul 2012, 3:51 pm
On July 2, 2012, the Securities and Exchange Commission announced it would vote on long-delayed regulations on “conflict minerals” on August 22. [read post]
9 Nov 2011, 11:30 am
The Securities and Exchange Commission improperly destroyed internal documents and the explanation it gave to the National Archives was “inaccurate or misleading,” according to David S. [read post]
23 Feb 2015, 10:00 am
Following up on my previous posts (links below): Philadelphia Inquirer, IRS Continues to Review Vanguard's Tax Structure: The Internal Revenue Service and the Securities and Exchange Commission are still reviewing allegations that Vanguard Group Inc.'s unusual business structure operates in violation of federal tax law, according to attorneys for former... [read post]
29 Aug 2012, 9:57 am
On August 22, 2012, the SEC (Securities and Exchange Commission) issued its long-delayed final Conflict Minerals rule, mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
23 Jul 2009, 6:51 pm
Securities and Exchange Commission, will offer the keynote address. [read post]
9 Feb 2011, 5:43 am
(NYSE:TYC), Citibank (NYSE:C) and others met with the Securities and Exchange Commission last fall to talk about whistleblower provisions in the new financial reform laws. [read post]
10 Mar 2004, 5:15 am
The US Securities and Exchange Commission has approved the reorganization plan proposed by Enron Corporation, according to regulatory papers filed Wednesday. [read post]
12 Dec 2006, 5:09 am
Breeden, a former chairman of the Securities and Exchange Commission, said Monday that it would nominate a slate of directors to oppose incumbents at its largest holding, the restaurant chain Applebee's International. [read post]
6 Aug 2009, 8:42 am
[JURIST] Former American International Group (AIG) [corporate website] executives on Thursday agreed to settle [press release] a suit [complaint, PDF] brought by the US Securities and Exchange Commission (SEC) [official website] alleging their involvement in inflating the company's reported financial records. [read post]
29 Jan 2007, 11:20 am
Breeden, the former chairman of the Securities and Exchange Commission, was already “making waves” during his short tenure as a hedge-fund manager. [read post]
8 Aug 2018, 7:47 am
International Trade Commission (ITC). [read post]
18 Feb 2009, 3:56 am
Stanford, through his investment companies - Stanford International Bank ( [read post]
