Search for: "Investment Property Advisors, Inc."
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13 Aug 2014, 9:00 am
Last week, we introduced you to a non-compete dispute between American Realty Capital Properties, Inc. [read post]
29 Jul 2014, 3:30 pm
Buehler, 432 F.Supp.2d 1024, 1027 (C.D.Cal. 2000) (finding that reasoning from case addressing breach of fiduciary duty by a trustee was persuasive in case involving investment advisor because, “[l]ike a trustee, an investment advisor may be considered a fiduciary. [read post]
18 Jul 2014, 10:40 am
Managers that want to explore the alternative fee arrangement should discuss the implications with their tax advisor and legal counsel. [read post]
14 Jul 2014, 5:11 am
From 1988 to 2003, Frew was associated with Prudential Securities Inc. [read post]
29 May 2014, 6:44 am
In the Matter of Ameriprise Financial Services, Inc. [read post]
5 May 2014, 8:54 am
Talley (Talley) formerly of Fifth Third Securities, Inc. concerning allegations of misrepresenting the properties of a variable annuity product to a customer. [read post]
Pennsylvania Regulator Investigates Securities America and Landenburg Thalmann Non-Traded REIT Sales
17 Apr 2014, 6:23 am
Inc. [read post]
9 Apr 2014, 11:54 am
The TICs were all created by DBSI, Inc. of Idaho, or an affiliate. [read post]
26 Feb 2014, 5:34 pm
Increased volatility in the stock market in recent years led some investment advisors to increasingly recommend REITs as a purported stable investment during unstable times. [read post]
20 Dec 2013, 7:59 am
Thereafter, Kauffman was registered with MCL Financial Group, Inc. through December 2011. [read post]
26 Nov 2013, 4:45 pm
How IP laws adapt to new challenges and the nature of the legal rules governing IP can have important consequences on the development of markets and investments, and the pace of innovation in the dynamic knowledge-based 21st century economy. [read post]
17 Nov 2013, 8:28 am
From November 1, 2002, through June 2006, Blake became registered with FINRA member firm Carillon Investments, Inc. [read post]
5 Nov 2013, 6:34 am
CKx, Inc., No. 6844-VCG (Del. [read post]
5 Nov 2013, 6:29 am
CKx, Inc., No. 6844-VCG (Del. [read post]
30 Sep 2013, 1:56 pm
Upon leaving AXA Advisors, Dearman joined Brecek & Young Advisors, Inc. until January 2009. [read post]
31 Jul 2013, 5:10 pm
New litigation against the former trustee and former investment service provider of four pension plans reminds employer or other employee benefit plan sponsors, business owners or management, investment advisors and others serving as fiduciaries or advisors of employee benefit plans of the need to ensure that employee benefit plans are only used for the benefit of participants and beneficiaries, and prudently and properly invested and administered. [read post]
18 Jul 2013, 11:06 am
According to Investment News, earlier this year non-traded REIT, Cole Credit Property Trust III, merged with their asset manager Cole holdings to form the publicly traded company Cole Real Estate Investments Inc. [read post]
27 Jun 2013, 9:01 am
According to her plea, in May 2004, Bonelli founded Vista Holding Company, a holding company that owned and operated eight entities, including Vista Funding, Inc., a pre-foreclosure services company that helped refinance properties or purchased properties to develop, rent, and/or sell; Independent Financial, a company that bought mortgage notes from banks; Equity Advisors, a mortgage company that matched lenders with borrowers; Bonelli Properties, a real… [read post]
21 Jun 2013, 3:30 am
Snyder has been an advisor for Rothschild Inc. [read post]
20 Jun 2013, 9:02 am
Corporations are investing heavily in innovation, as evidenced by the rise of Chief Innovation Officers, so as to transform their businesses and remain relevant. [read post]