Search for: "JPMorgan Securities"
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29 Jun 2012, 3:07 pm
The only thing she was capable of doing was trusting JPMorgan Chase. [read post]
29 Jun 2012, 3:07 pm
The only thing she was capable of doing was trusting JPMorgan Chase. [read post]
27 Jun 2012, 1:05 pm
Syncora insured the investors’ returns with respect to certain classes of the securities. [read post]
21 Jun 2012, 12:56 pm
Schapiro testified on “Examining Bank Supervision and Risk Management in Light of JPMorgan Chase’s Trading Loss” before the House Committee on Financial Services on June 19, 2012. [read post]
20 Jun 2012, 3:36 pm
So the bank sues Bear Stearns, the sales guy, and the outfit that bought Bear Stearns as it teetered on the cusp of oblivion (JPMorgan Chase). [read post]
18 Jun 2012, 1:48 pm
“One could argue that taxpayers are not getting their money’s worth from this investment but millions are involved in the securities and commodities markets and trillions of dollars change hands annually,” said Securities lawyer William Shepherd. [read post]
15 Jun 2012, 6:20 am
Among other things, the Volcker Rule allows banks to engage in securities and derivatives trading to hedge risk, as JPMorgan claims this particular activity was intended to do. [read post]
14 Jun 2012, 6:18 am
I think that folks are missing the implications of the JPMorgan Chase (JPMC) London losses, including FDIC board member Thomas Hoenig in this Monday's Wall Street Journal. [read post]
14 Jun 2012, 1:41 am
For the policy period October 1, 2002 through October 1, 2003, Bank One had procured a total of $175 million of bankers’ professional liability insurance and securities action claim coverage. [read post]
7 Jun 2012, 9:00 pm
The Securities and Exchange Commission (SEC) approved two “flash crash” circuit breaker rules. [read post]
5 Jun 2012, 10:08 pm
SEC Approves Proposals to Address Extraordinary Volatility in Individual Stocks and Broader Stock Market, SEC, June 1, 2012 SEC approves plan to ease volatility in US stocks, Reuters, June 1, 2012 More Blog Posts: Look Out for Rule Recommendations on Consolidated Audit Trail, Market-Wide Circuit Breaker Changes, and Limit Up-Limit Down Mechanisms, Institutional Investor Securities Blog, March 10, 2012 Several Claims in Securities Fraud Lawsuit Against Ex-IndyMac Bancorp… [read post]
5 Jun 2012, 11:29 am
[JURIST] The US District Court for the Southern District of New York [official website] granted JPMorgan Chase [corporate website; JURIST news archive] permission on Monday to pay $44.6 million in order to resolve allegations of fraudulent bidding practices for state and local government investment securities at taxpayers' expense. [read post]
1 Jun 2012, 5:06 am
Shaw, Merrill Lynch and JPMorgan Chase — and at least one is a former Securities and Exchange Commission regulator. [read post]
31 May 2012, 9:13 pm
Morgan Losses from news reports, Los Angeles Times, May 22, 2012 CFTC subpoenas JPMorgan over trading loss: WSJ, The Republic, May 31, 2012 More Blog Posts: Senate Democrats Want Volcker Rule’s “JP Morgan Loophole” Allowing Portfolio Hedging Blocked, Institutional Investor Securities Fraud, May 22, 2012 JPMorgan Chase Had No Treasurer When Chief Investment Office Made Trades Resulting In More than $2B Loss, Reports WSJ, Institutional Investor… [read post]
29 May 2012, 6:05 pm
Stabenow cited JPMorgan Chase's (JPM) recent over $2 billion trading loss and MF Global Inc. [read post]
29 May 2012, 1:36 pm
Morgan Securities and RBC Capital Markets to assess its business and financials, and it expects to report a quarterly loss. [read post]
25 May 2012, 8:31 am
As currently written, the rule bans proprietary trading but allows hedging and market-making for customers seeking to trade securities. [read post]
24 May 2012, 6:37 pm
None of Connolly’s securities offerings were registered with the SEC. [read post]
23 May 2012, 5:52 am
Machine” - bit.ly/KW7rkJ (Tom Fishburne) Charles Taylor, “Blood Diamonds” and the Role of ZyLAB and eDiscovery in War Crimes Prosecution – bit.ly/KW0253 (Project Counsel) How to Form an Information Governance Committee – An Infographic – bit.ly/Ljue9J (Nicole Lindenbaum) Information Governance with StoredIQ – bit.ly/MCZVwW (Katey Wood) Predictive Coding - A Case Study – (Podcast) bit.ly/JlBlw7 (Chris Dale,… [read post]
22 May 2012, 6:42 pm
Read the Letter by Merkley and Levin Volcker Rule Resource Center, SIFMA More Blog Posts: JPMorgan Chase Had No Treasurer When Chief Investment Office Made Trades Resulting In More than $2B Loss, Reports WSJ, Institutional Investor Securities Blog, May 19, 2012 JPMorgan Chase Shareholders File Securities Lawsuits Over $2B Trading Loss, Institutional Investor Securities Blog, May 17, 2012 SEC Chairman Mary Schapiro Stands By Agency’s 2011… [read post]
