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13 Nov 2014, 6:02 am by Staci Zaretsky
[DealBook / New York Times] * Up, Up, Down, Down, Left, Right, Left, Right, B, A, Start: The ex-general counsel to Occulus VR started his own firm and angel investment company to address the needs of video game companies. [read post]
10 Nov 2014, 4:58 pm by Robert B. Lamm
  You can find the ISS policies here and the Glass Lewis policies here. [read post]
10 Nov 2014, 6:03 am by F. Tim Knight
What’s the trajectory you see for your company? [read post]
9 Oct 2014, 6:58 am by Robert B. Lamm
    Know the Voting/Governance Policies of ISS, Glass Lewis AND Your Major Institutional Owners – It’s pretty easy to find the voting and governance policies of ISS, Glass Lewis and, most importantly, your major owners. [read post]
6 Oct 2014, 5:03 am by Randi Morrison
Noteworthy points include: - Involvement in developing customized voting policies Both ISS and Glass Lewis work with investment managers to develop customized policies. [read post]
27 Aug 2014, 8:00 am by Robert B. Lamm
  However, this success has made it more difficult for companies to engage; their major investors are being besieged by many of the companies in which they have invested, reducing the already limited time available for meaningful engagement. [read post]
20 Aug 2014, 9:30 pm by Maho Sato
Lewis suggested that investigating those companies that met certain criteria will allow the SEC to ferret out accounting fraud more efficiently. [read post]
15 Aug 2014, 12:17 am by Ben Reeve-Lewis
[Ben Reeve Lewis warns landlords that they need to know the law ...] [read post]
30 Jul 2014, 4:44 am by Kevin LaCroix
  The new securities suit follow in the wake of a lawsuit filed last month by the New York Attorney General alleging that Barclays had marketed its dark pool trading venue “through a series of misleading false statements to clients and the investing public about how, and for whose benefit, Barclays operates its dark pool. [read post]
26 Jun 2014, 11:23 pm by Ben Reeve-Lewis
[Ben Reeve Lewis states his preference for Californian temples ...] [read post]
26 Jun 2014, 9:39 pm by David C. Scileppi
  Public companies should be making decisions based on what makes sense for their company and their shareholders and not based on trying to meet arbitrary policies of ISS or Glass Lewis (policies that seem to be continuously tweaked to keep the proxy advisory firms services relevant). [read post]
25 Jun 2014, 7:00 am by Guest Blogger
However, the Defendant did not place me in their company. [read post]
17 Jun 2014, 9:56 am by Blake Osborn
Michael Lewis’ new book Flash Boys: A Wall Street Revolt has caused a commotion on Wall Street, on Capitol Hill, and with law enforcement agencies. [read post]
15 May 2014, 3:14 am by Kevin LaCroix
In the following guest post, Tom Sharbaugh of Morgan Lewis & Bockius LLP takes a look at the concerns that these new state crowdfunding initiatives. [read post]
12 May 2014, 7:18 am by LTA-Editor
It may also be difficult to prove intent to defraud when the traders have minimal interests in the underlying values of the company and an algorithm makes the investment decision within a fraction of a second. [read post]
9 May 2014, 12:28 am by Ben Reeve-Lewis
There is another way … Newham invested millions in their scheme and employed 120 enforcement officers to do the job. [read post]
14 Apr 2014, 12:59 pm by Jason Krause
As a legal technology company we obviously believe technology is going to help law firms become more efficient. [read post]
11 Apr 2014, 5:00 am by Doug Cornelius
Answering the questions high-frequency trading raises by Brian Schreiner in Investment News There has been a media firestorm over high-frequency trading since Michael Lewis appeared on “60 Minutes” on March 30 to discuss his new book Flash Boys. [read post]
9 Apr 2014, 5:00 am by Doug Cornelius
However, the company was only able to place 46 machines. [read post]