Search for: "Lynch "
Results 501 - 520
of 10,273
Sort by Relevance
|
Sort by Date
10 Aug 2022, 6:30 am
Merrill Lynch & Co., 396 F.3d 161 (2d Cir. 2005)—in which the court previously held that misstatements and omissions alone do not suffice for scheme liability under Rule 10b-5(a) and (c) of the federal securities laws—continues to retain its vitality after the Supreme Court’s decision in Lorenzo v. [read post]
10 Aug 2022, 6:30 am
Merrill Lynch & Co., 396 F.3d 161 (2d Cir. 2005)—in which the court previously held that misstatements and omissions alone do not suffice for scheme liability under Rule 10b-5(a) and (c) of the federal securities laws—continues to retain its vitality after the Supreme Court’s decision in Lorenzo v. [read post]
9 Aug 2022, 1:02 pm
"... [read post]
[David Kopel] Restoring the right to bear arms, New York State Rifle and Pistol Association v. Bruen
9 Aug 2022, 9:19 am
[Article for Cato Supreme Court Review] Who among us is not eagerly awaiting the September 16 publication of the annual Cato Supreme Court Review? [read post]
9 Aug 2022, 7:43 am
Brinkerhoff, Hannah Kaufman Joseph of Jeselskis Kaufman and Joseph, LLCDefendant: Kilroy’s North America, LLC, Kilroy’s Sports, LLC, Kilroy’s on Kirkwood, LLCCause: Violation of the Wage Payment Act, Breach of Contract, Promissory Estoppel, Unjust Enrichment, Fraud, Declaratory Judgment of Copyright Ownership, Copyright InfringementCourt: Southern District of IndianaJudge: Sarah Evans BarkerReferred To: Debra McVicker Lynch Complaint: View this document on Scribd [read post]
8 Aug 2022, 4:02 am
Overtime at Merrill Lynch Prompts Uneven-Handed FINRA Regulation (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6602/merrill-lynch-finra-overtime/Early on in "Macbeth," the eponymous character famously muses about cases, bloody instructions, even-handed justice, and a poisoned chalice. [read post]
8 Aug 2022, 4:02 am
TAT Capital Partners, Ltd, Defendant/Respondent (Opinion, Court of Appeal for the State of California)Former Investment Adviser Sentenced to Five Years for Defrauding his Clients of More than $7 Million (DOJ Release)Order Determining Whistleblower Award Claims <a href="#mendez">FINRA Bars Merrill Lynch NRF for Overtime CompensationIn the Matter of Jolam Mendez, Respondent (FINRA AWC)</a><a href="#stoakes">FINRA Fines and Suspends Rep for Electronic… [read post]
8 Aug 2022, 4:02 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6599/securities-industry-commentator/Overtime at Merrill Lynch Prompts Uneven-Handed FINRA Regulation (BrokeAndBroker.com Blog)Case Allowed to Move Forward Against RobinhoodIn re: January 2021 Short Squeeze Trading Litigation (Securities Tranche) (Order, SDFL)Vancouver, Washington 'Investment Advisor' pleads guilty to defrauding… [read post]
7 Aug 2022, 5:02 pm
“These kinds of requests for user data are going to sharply increase,” said Jennifer Lynch, surveillance litigation director at the Electronic Frontier Foundation, a digital-rights advocacy group. [read post]
4 Aug 2022, 7:04 am
Aug. 1, 2022), the Circuit (Lynch, joined by Calabresi and Lohier) affirmed the denial of a petition for habeas corpus alleging that petitioner’s extradition to South Korea was time-barred, holding that the extradition treaty’s “Lapse of Time” provision was a discretionary provision for the executive authority and not a legal question for the court. [read post]
3 Aug 2022, 1:45 pm
CEO Karen Lynch said that the company wants to team up with a provider that has a strong management team and tech background and the ability to grow quickly. [read post]
3 Aug 2022, 10:56 am
» The post Ernest Frerking, Merrill Lynch Broker Barred from Securities Industry appeared first on The White Law Group. [read post]
2 Aug 2022, 9:01 pm
Merrill Lynch & Co., 396 F.3d 161, 177 (2d Cir. 2005). [5] Lorenzo, 139 S. [read post]
1 Aug 2022, 1:39 pm
, In re Merrill Lynch, Pierce, Fenner, & Smith, Inc., 828 F.2d 1567, 1569 (Fed. [read post]
1 Aug 2022, 3:53 am
Civil fraud claims 2022 has seen a notable increase in fraud claims, with almost 50% of banking litigation claims in the English courts relating to fraud, and the High Court recently handing down a decision in the largest ever civil fraud case in the UK (ACL Netherlands BV v Lynch [2022] EWHC 1178 (Ch) in which the directors were found liable under FSMA for misleading statements in annual reports). [read post]
1 Aug 2022, 2:51 am
Lynch). [read post]
29 Jul 2022, 4:42 am
Lynch and Nate Raymond report for Reuters. [read post]
28 Jul 2022, 12:40 pm
In a 2-1 decision written by US Circuit Judge Gerald Lynch, the US Court of Appeals for the Second Circuit found that the New York law could be found to further a compelling state interest. [read post]
28 Jul 2022, 8:35 am
Lynch and Nate Raymond of Reuters have this report. [read post]
28 Jul 2022, 7:06 am
The Court of Appeals (Lynch and Park) says it is not unconstitutional, at least not on the limited preliminary injunction record before the district court. [read post]
