Search for: "MARY SCHAPIRO"
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18 Dec 2010, 2:31 pm
In a letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, Rep. [read post]
18 Dec 2010, 1:11 pm
From “Opening Statement at the SEC Open Meeting — Consolidated Audit Trail,” by Chair Mary Schapiro: The technology for collecting data and surveilling our markets is often as much as two decades behind the technology currently used by those we regulate. [read post]
17 Dec 2010, 10:12 am
Currently a senior adviser to Chairman Mary Schapiro, Cohen led an agencywide initiative to improve the handling... [read post]
17 Dec 2010, 8:50 am
The SEC has just announced that current senior advisor to SEC Chairman Mary Schapiro, Stephen L. [read post]
SEC and CFTC Receive Funding Increase in House Resolution to Help Them Carry Out Dodd-Frank Mandates
9 Dec 2010, 8:39 am
In testimony earlier this year before the Senate Appropriations Committee, SEC Chair Mary Schapiro said that, if enacted, this request would permit the Commission to hire an additional 374 professionals, a 10 percent increase over FY 2010. [read post]
9 Dec 2010, 7:58 am
SEC Chairman Mary Schapiro recently commented that today’s recruitment programs “compensate and incentivize people who take short-term risks at the expense of the long-term franchise and at the expense of investors”. [read post]
8 Dec 2010, 11:07 am
The accounting industry will play a crucial role in helping investors regain confidence in the wake of [Bernie] Madoff’s scheme and the 2008 financial crisis, said SEC Chairman Mary Schapiro in a Dec. 6 speech at an American Institute of Certified Public Accountants conference in Washington. [read post]
8 Dec 2010, 4:03 am
This article coincided with this speech by SEC Chair Mary Schapiro at the annual AICPA Conference in which she stated that the SEC is in the final stages of the selection process for all three openings. [read post]
23 Nov 2010, 1:53 pm
Schapiro, the S.E.C. chairwoman. [read post]
22 Nov 2010, 4:06 pm
SEC Chairman Mary Schapiro says that the proposed rule would be an important way to make sure that the swap market is run with integrity while allowing the Commission the chance to target potential fraud or other misconduct through enforcement. [read post]
21 Nov 2010, 1:00 pm
SEC Chair Mary Schapiro and Director of Enforcement Robert Khuzami seem dedicated to invigorating the SEC's enforcement efforts. [read post]
19 Nov 2010, 9:30 pm
The Commission is proposing this approach because it could be difficult or impossible for advisers to conform existing funds, which generally have terms in excess of 10 years, to the new definition.According to SEC Chair Mary Schapiro, the proposed definition distinguishes venture capital funds from hedge funds and private equity funds by focusing on the lack of leverage of venture capital funds and the non-public, start-up nature of the companies in which they invest. [read post]
19 Nov 2010, 2:40 pm
Paredes and Chair Mary Schapiro at the conference. [read post]
19 Nov 2010, 8:17 am
Schapiro Opening Statement at the SEC Open Meeting: Item 4 — Proposed Regulation SBSR Chairman Mary L. [read post]
18 Nov 2010, 6:00 am
Schapiro now speaking. [read post]
16 Nov 2010, 6:06 pm
have more than quadrupled their political giving over the last four years. . . .Last January, Representative Cantor of Virginia, the second highest-ranking Republican in the House, sent [SEC Chair Mary] Schapiro a letter saying her agency’s ideas for regulating fragmented, electronic markets, including a proposal that would prohibit exchanges from giving high-frequency traders and other market participants a split-second peek at stock orders, “appeared ad hoc in nature. [read post]
16 Nov 2010, 6:05 pm
The OFR is one of the few entities actually empowered to accomplish what Cantor is calling on Schapiro to do. [read post]
15 Nov 2010, 5:26 am
CHICAGO—Securities and Exchange Commission Chairman Mary Schapiro said Nov. 9 the recent election that swept dozens of Republican lawmakers into power would have little impact on the commission’s trajectory and one of its… Read this entire article for free, simply activate your free 15 day trial access to Securities Regulation & Law Report now. [read post]
13 Nov 2010, 3:29 pm
I am looking forward to listening to SEC Chair Mary Schapiro, who typically opens these events. [read post]
12 Nov 2010, 11:53 am
Schapiro. [read post]
