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5 Feb 2012, 8:04 am
Morgan, Case No. 11-4303 (E.D. [read post]
2 Feb 2012, 6:52 am
Morgan Asset Management, Inc., 658 F.3d 549, 554–55 (6th Cir. 2011); see also Segal v. [read post]
29 Jan 2012, 1:04 pm
” Add to this that Anthony Habgood, Reed’s chairman, had a “good reputation for disposals” of non-core assets in previous roles, according to Patrick Wellington, an analyst at Morgan Stanley. [read post]
28 Jan 2012, 9:20 am
Morgan, et al., Civil Action No. 11-4303 (E.D.Pa. [read post]
28 Jan 2012, 9:13 am
Does it pay off for managers? [read post]
20 Jan 2012, 2:32 pm
Exhibit E: DEALBOOK; Royal Bank of Scotland Plans to Cut 3,500 Jobs and Sell Assets Exhibit F: MetLife Will Layoff As Many As 4,300 Employees, Closing Mortgage Unit Exhibit G: The Dawn of Lower Pay on Wall St. [read post]
19 Jan 2012, 2:03 pm
The Securities and Exchange Commission says that UBS Global Asset Management will pay $300,000 to resolve charges that it did not give securities in three mutual fund portfolios the proper price. [read post]
16 Jan 2012, 11:15 am
She was a Vice President at JP Morgan Fleming Asset Management, where she worked for six years for its Global Emerging Markets Fund, and also worked for Morgan Stanley & Co. in its equity research group. [read post]
14 Jan 2012, 8:52 am
(Regions Morgan Keegan Trust and Morgan Asset Management, however, are not part of the sale.) [read post]
10 Jan 2012, 5:42 pm
Morgan Chase Fined $1.7 Million by Securities Regulators for Unsuitable Sales of Floating-Rate Funds [read post]
10 Jan 2012, 7:42 am
It is being reported that the latest compensation changes being made by Merrill Lynch Wealth Management to encourage brokers to go after wealthier clients will include the raising of the minimum account size to $250,000 per household, from $100,000. [read post]
9 Jan 2012, 12:58 am
/Trust Preferred Securities (here); Morgan Keegan Asset Management (here); General Electric (here); American Express (here); and Fremont General Corporation (here). [read post]
5 Jan 2012, 5:00 am
Fields provided false and misleading information concerning assets under management, clients, and operational history to the public through its website and in SEC filings. [read post]
4 Jan 2012, 12:33 am
Thus, the Kinder Morgan case, settled in August 2010 for $200 million (refer here); the Del Monte case settled in September 2011 for $89 million (refer here); the May 2010 ACS settlement was $69 million (refer here); and the 2011 Intermix Media settlement was $45 million (refer here). [read post]
28 Dec 2011, 1:50 pm
Scribner, who manages about $65 million in client assets and joined Morgan Stanley Smith Barney last January after working for LPL Financial, would never have thought to reach out to this man if he hadn’t seen him on LinkedIn, he says. [read post]
28 Dec 2011, 11:50 am
Morgan Lewis in 401kHelpCenter - October 2011 Digest ... [read post]
22 Dec 2011, 11:00 am
The resolution at Goldman Sachs was co-filed by the UAW Retiree Medical Benefits Trust, which provides health care benefits to 840,000 auto industry retirees and has $54 billion assets under management. [read post]
21 Dec 2011, 12:40 am
Morgan’s investment management agreement with Orkney, alleged that J.P. [read post]
16 Dec 2011, 10:54 pm
(The 22 investors include the Federal Reserve Bank of New York, Black Rock Inc., Goldman Sachs Asset Management, MetLife Inc., and PIMCO). [read post]
12 Dec 2011, 12:28 pm
Morgan joined Large Bank Supervision in March 1999 and was assigned to the Bank of America examination team, where he served in general supervision duties before progressing to team leader roles covering capital markets, asset management, and then commercial credit. [read post]
