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23 Mar 2017, 6:41 am by Renae Lloyd
Latest Tender Offer SCM Special Fund 3 And Lemon Creek Advisers, affiliates of Mackenzie Capital Management and Sutter Capital Management respectively, have offered to purchase nearly 1.6 million shares of United Development Funding IV for $1.25 each. [read post]
17 Jan 2024, 3:36 am by Andrew Lavoott Bluestone
Eichengrun and Justin Sterling were managing members, executed a note in favor of National Bank of Coxsackie (hereinafter NBC) that was secured by a mortgage on real property located in the City of Schenectady. [read post]
1 Dec 2011, 10:43 am
The high-risk private placements were issued by Medical Capital Holdings Inc., Provident Royalties LLC, and DBSI Inc., all of which eventually failed, leading to sizeable investor losses. [read post]
22 Sep 2021, 7:58 am by Silver Law Group
Morgan Securities LLC   Christy McWilliams   Jackson National Life Distributors LLC   Kevin Nevin   Demsey Lord Smith, LLC   Sandlapper Securities, LLC   Antoine Rogers   J.P. [read post]
9 Mar 2018, 6:06 am
Odell, and Jennifer Kennedy Park, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, March 7, 2018 Tags: Accountability, Boards of Directors, Compliance & ethics, Corporate culture, Disclosure, Management, Misconduct, Reputation, Risk, Risk management, Whistleblowers The Cost of Turning a Blind Eye Posted by Matthew Schoenfeld (Burford Capital), on Wednesday, March 7, 2018 Tags: Appraisal… [read post]
1 Jun 2022, 1:44 pm by The White Law Group
(HIT REIT) Files Chapter 11 Bankruptcy *UPDATED*   The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington.For more information on The White Law Group and the lawsuit filed against Cetera Advisors LLC, please contact the firm at 1-888-637-5510 or visit https://www.whitesecuritieslaw.com. [read post]
17 Jul 2020, 12:52 pm by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
14 Mar 2016, 8:27 am by Adam Weinstein
Finally, since June 2015 McMahon has been associated with Worden Capital Management LLC out of the firm’s Westbury, New York office locations. [read post]
25 Feb 2016, 5:32 am by Adam Weinstein
Finally, since June 2015 Montalbano has been associated with Worden Capital Management LLC out of the firm’s Westbury, New York office locations. [read post]
5 Aug 2019, 7:56 am by Rob Robinson
Jefferies LLC acted as exclusive financial advisor to Navigant. [read post]
11 Nov 2022, 9:07 am by Silver Law Group
LLC   RBC Capital Markets, LLC   Cedric Wade   LPL Financial LLC   National Planning Corporation For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
24 Mar 2015, 8:52 am by WIMS
 Appeals Court Environmental Decisions <> Kent Recycling Services, LLC v. [read post]
26 Aug 2014, 10:13 am by Mary Jane Wilmoth
LLC; Morgan Stanley ABS Capital I Inc.; and Morgan Stanley Mortgage Capital Holdings LLCAdministrative Proceeding File No. [read post]
7 May 2018, 3:45 am by SHG
Andrew Cuomo has ordered it be used against the National Rifle Association. [read post]
2 Jan 2012, 7:43 pm by Kevin Funnell
There is little sign that OREO levels will decline anytime soon, says Steven Sandler, chief executive of Crosswind Capital LLC, a private-equity firm that buys distressed assets. [read post]
6 Jul 2010, 1:12 pm by Page Perry LLC
His firm, Soros Fund Management LLC, manages about $25 billion, according to the article. [read post]
31 Jan 2020, 11:56 am by Renae Lloyd
   The Securities and Exchange Commission reportedly filed a lawsuit against Catalyst Capital Advisors LLC and its chief executive, which was settled Monday without admitting or denying wrongdoing and will pay $10.5 million. [read post]
15 Jun 2022, 7:50 am by The White Law Group
         The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]