Search for: "Ontario Securities Commission"
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2 Feb 2011, 4:52 pm
With respect to potential remedy, Graco requests that the Commission issue a permanent exclusion order and a permanent cease and desist order directed at Baby Trend. [read post]
4 Jul 2012, 2:15 pm
In making the announcement, the Bureau said: “Following an extensive review of Maple Group’s bid to acquire TMX Group, as well as Alpha Group and Canadian Depository Services (CDS), in light of the Ontario Securities Commission’s (OSC) recognition orders as finalized today, the Competition Bureau does not, at this time, intend to make an application to the Competition Tribunal to challenge the proposed transactions. [read post]
29 Dec 2010, 6:45 am
The Neo decision was recently considered by the Ontario Securities Commission in the Baffinland Iron Mines Corporation decision. [read post]
2 May 2011, 11:23 pm
Contreras, formerly with Multi-Financial Securities Corporation in Ontario, California, was barred from association with any FINRA member in connection with recommending customers to invest in promissory notes not approved by his member firm. [read post]
28 Apr 2015, 8:59 am
It is now illegal in Ontario to possess live bighead, silver, grass, or black carp as well as other invasive fish species. [read post]
22 Apr 2009, 1:54 pm
Securities and Exchange Commission accusing him and 11 others of defrauding more than 600 investors of more than $28 million in a Ponzi scheme. [read post]
17 Jan 2016, 4:00 am
https://t.co/NMC3rvovP6 -> Time Is Running Out On Obama’s Push to Pass Asian Trade Deal https://t.co/3m8ak0C49A -> First-ever EU-wide cyber-security rules backed by Internal Market Committee https://t.co/6NLRfgATBG -> U.S. patent reform activists should prepare for an increasingly possible Donald J. [read post]
30 Nov 2022, 7:28 am
Ontario Securities Commission, 2005 CanLII 30328 (ON SCDC); Rekken v. [read post]
19 Sep 2011, 8:23 am
Since 2006, ISS is aware of slightly more than 200 companies that have voluntarily adopted majority voting/director resignation policies, which require directors to submit their resignation if they do not receive majority support.The TSX acknowledges that the Ontario Securities Commission (OSC) published OSC Staff Notice 54-701--Regulatory Developments Regarding Shareholder Democracy Issues in January; the OSC is soliciting comments on a number of issues, including slate… [read post]
20 Nov 2014, 4:30 am
Government Seeks to Keep Megaupload Money Because Kim Dotcom Is a 'Fugitive' http://t.co/l6VFMO8WtF -> Cyber Security Indeed: Derivative Action Dismissed Where Board Proactively Addressed Cyber Risks and Exposures http://t.co/5vK3LPHZ3h -> HIPAA as a Standard of Care for Common Law Negligence Claims http://t.co/yhxLMMr6ob -> Top 113 Congressional Copyright Review Moments http://t.co/bNXCKh0Ty7 -> Ireland Law Reform Commission launches consultation process on… [read post]
1 Dec 2008, 2:20 pm
The Guide helps to answer some of the questions that have been raised in response to calls from institutional investors and the Ontario Securities Commission for improved disclosure (see our previous posting for additional background). [read post]
24 Sep 2021, 6:13 am
The Ontario Securities Commission (OSC) introduced female representation policy disclosure requirements, which came into effect in December 2014. [read post]
7 Apr 2009, 7:58 am
Several days before that, the Ontario Securities Commission froze Tang’s assets, leading to lots of coverage in the Chinese Canadian press, where Tang was compared to another famous investor who targeted a specific ethnic group: Bernie Madoff. [read post]
7 Mar 2014, 12:43 am
It is poor public policy to assert that the commission of an offence in and of itself bars a mother from her right to bond with and care for her child. [read post]
7 Nov 2014, 3:22 pm
III, Political Trials and Security Measures, 1840-1914 edited by Barry Wright & Susan BinnieThe Last Day, the Last Hour: The Currie Libel Trial by Robert J. [read post]
4 Dec 2018, 1:37 pm
The Law Commission of Ontario’s family law report recommended multidisciplinary centres that would link people with family law problems with the resources that could most effectively address their problems. [read post]
5 Nov 2017, 2:56 pm
The Commodities Futures Trading Commission (CFTC) has a very good primer on ICOs and cryptocurrencies, here. [read post]
14 Feb 2016, 6:25 pm
The Julius Alexander Diversity Moot this year was held at the Ontario Court of Appeal, where competitors examined a fictitious application by a licensee candidate for an appeal of a failed good conduct hearing. [read post]
17 Feb 2011, 8:48 am
As published in Tuesday's Financial Post Edward Waitzer - In January 2004, the Ontario Securities Commission released a concept paper advocating a "fair dealing model. [read post]
9 Apr 2020, 10:59 pm
The Ontario Securities Commission (OSC) has paid more than $8 million to whistleblowers since the program’s inception in July 2016. [read post]
