Search for: "Ontario Securities Commission"
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23 Aug 2012, 3:02 pm
Ramandeep Grewal - The Ontario Securities Commission (OSC) yesterday announced the publication of its 2012 Annual Report. [read post]
21 Aug 2012, 12:15 pm
(“Coventree”), for defence costs in relation to a notice of hearing and statement of allegations issued against Coventree by the Ontario Securities Commission (the “OSC notice”). [read post]
17 Aug 2012, 3:29 pm
Earlier this week, the Law Commission of Ontario released its Interim Report on Vulnerable Workers and Precarious Work for public feedback.Vulnerable workers work at jobs characterized by low wages with few or no benefits, little job security and minimal control over work conditions. [read post]
9 Aug 2012, 12:07 pm
Last week, the Ontario Securities Commission released a notice reporting on staff's continuous disclosure review of investment funds' portfolio holdings. [read post]
2 Aug 2012, 6:08 pm
The securities commissions in British Columbia, Alberta and Quebec have each issued separate blanket orders exempting certain issuers from application of Multilateral Instrument 51-105 Issuers Quoted in the U.S. [read post]
2 Aug 2012, 6:08 pm
Update: The Nova Scotia Securities Commission has now issued Blanket Order 51-506, similar to that of Alberta and British Columbia. [read post]
1 Aug 2012, 10:31 am
Our Canadian labour and employment system in Ontario functions under Collective Bargaining, Common Law, and Employment Standards Act (ESA) regimes. [read post]
23 Jul 2012, 11:48 am
Those proceedings, which featured fierce legal debates between Groia and prosecutors for the Ontario Securities Commission, resulted in critical judicial comment in obiter against Groia that sparked the law society’s disciplinary action for incivility.Among his criticisms of the LSUC ruling, Groia counters the law society’s assertions that he was attempting to relitigate allegations made against him during those earlier court proceedings by trying to defend… [read post]
23 Jul 2012, 10:20 am
The Ontario Securities Commission (“OSC”) is leading a consultation paper on the possibility of regulating these proxy advisory firms. [read post]
20 Jul 2012, 9:37 am
A recent Ontario Securities Commission (“OSC”) decision has emphasized what the OSC will consider to be valid reasons to keep a shareholder rights plan or “poison pill” in place. [read post]
18 Jul 2012, 6:57 am
If so, be sure to submit your written comments on or before August 20, 2012 to: Me Anne-Marie Beaudoin Corporate Secretary Autorité des marchés financiers 800, square Victoria, 22e étage C.P. 246, Tour de la Bourse Montréal, Québec, H4Z 1G3 Fax : 514-864-6381 e-mail: consultation-en-cours@lautorite.qc.ca John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1900, Box 55 Toronto, Ontario, M5H… [read post]
13 Jul 2012, 5:04 am
On June 28, 2012, the Ontario Securities Commission published OSC Notice 11-767 – Notice of Statement of Priorities for Financial Year to End March 31, 2013. [read post]
11 Jul 2012, 7:01 am
I recently had the opportunity to interview the Chairman of the Pennsylvania Public Utility Commission, Robert F. [read post]
6 Jul 2012, 12:00 pm
The Ontario Securities Commission yesterday released a staff notice setting out how OSC staff interpret the application of the adviser registration requirement set out in Ontario's Commodity Futures Act with respect to non-resident investment funds sold to Ontario investors. [read post]
6 Jul 2012, 11:39 am
On June 28, 2012, the Ontario Securities Commission (“OSC”) issued a notice to the effect that when OSC staff recommends that the Director refuse, amend, or suspend an individual either already registered or seeking registration under the Securities Act (Ontario) (the “Act”), or when OSC staff recommends imposing terms and conditions on an individual’s registration, the staff will send a letter providing written notice of its… [read post]
6 Jul 2012, 11:35 am
On June 21, 2012, the Ontario Securities Commission (“OSC”) issued a notice to provide guidance to issuers, underwriters and their advisors in filing reports of exempt distribution in Ontario under National Instrument 45-106 Prospectus and Registration Exemptions (“NI 45-106”). [read post]
6 Jul 2012, 9:17 am
Michael Kilby - The Ontario Securities Commission has now issued final recognition orders regarding the Maple Group's proposed acquisition of TMX Group, Alpha Group and Canadian Depository Services. [read post]
4 Jul 2012, 2:15 pm
In making the announcement, the Bureau said: “Following an extensive review of Maple Group’s bid to acquire TMX Group, as well as Alpha Group and Canadian Depository Services (CDS), in light of the Ontario Securities Commission’s (OSC) recognition orders as finalized today, the Competition Bureau does not, at this time, intend to make an application to the Competition Tribunal to challenge the proposed transactions. [read post]
4 Jul 2012, 7:57 am
The proposed acquisition of Canadian exchange operator TMX Group by a consortium of Canadian financial institutions has won approval from Canada’s top securities regulator, potentially clearing the way for approval by the country’s main competition watchdog.Maple, a consortium of Canada’s largest banks, insurers and pension funds, said the Ontario Securities Commission has approved final recognition orders that will govern operations of the… [read post]
1 Jul 2012, 9:14 am
In the summer of 2003, malware got into and slowed controls in a power grid, causing the largest blackout in North American history leaving Ontario, Quebec, Pennsylvania, New York, and six other American States without electricity. [read post]
