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20 Jun 2018, 9:33 am by Daily Record Staff
Bethesda-based commercial real estate services and finance company Walker & Dunlop Inc. [read post]
14 Oct 2015, 8:45 am by Daily Record Staff
The company has granted the underwriters a 30-day option to purchase up to 750,000 additional shares of common stock. [read post]
6 Apr 2004, 7:44 am
In Tuesday's corporations and securities law news, the SEC has announced that a court-ordered 10-day freeze of $2.7 million in UBS accounts of options investors, who traded in InVision Technologies Inc. just before news that General Electric was buying the company, has been converted into a preliminary injunction. [read post]
24 Jan 2007, 1:07 pm
Take-two Interactive Software, Inc., publisher of smash hit PC video game Grand Theft Auto, said in an SEC filing that its has uncovered a “pattern and practice of backdating options” during the tenure of its former chairman and chief executive officer Ryan Bryant. [read post]
16 Mar 2021, 10:00 pm
DST Systems, Inc., et al., finding that an arbitration agreement signed by an employee as part of his employment did not require that he arbitrate any fiduciary breach claims challenging the investment options and fees in his employer’s 401(k) plan. [read post]
11 Oct 2011, 8:49 am
Synthetic exchange traded funds rely on derivatives (options and swaps) to replicate exposure to a reference asset. [read post]
16 Sep 2008, 6:49 am by Paul J. Lesti, CSSC, RSP
American International Group, Inc. filed an amendment today with the SEC that may allow a “going private” transaction and allows former AIG chairman Maurice Greenberg to protect his shares. [read post]
16 Sep 2008, 6:49 am by Paul J. Lesti, CSSC, RSP, MSSC
American International Group, Inc. filed an amendment today with the SEC that may allow a “going private” transaction and allows former AIG chairman Maurice Greenberg to protect his shares. [read post]
16 Sep 2008, 6:49 am by Paul J. Lesti, CSSC, RSP
American International Group, Inc. filed an amendment today with the SEC that may allow a “going private” transaction and allows former AIG chairman Maurice Greenberg to protect his shares. [read post]
29 Jan 2008, 3:36 am
Last week, former Monster Worldwide Inc CEO Andrew McKelvey, who is terminally ill, struck a deal with federal prosecutors in New York in which he admitted to options-related wrongdoing but will avoid prison time. [read post]