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29 May 2015, 10:48 am
Raymond Keating, Chief Economist, Small Business and Entrepreneurship Council Brian Knight, Associate Director, Financial Policy, Center for Financial Markets, Milken Institute Stephen Matteo Miller, Senior Research Fellow, Mercatus Center Hester Peirce, Senior Research Fellow, Mercatus Center Michael Piwowar, Commissioner, Securities and Exchange Commission Hal Scott, Nomura Professor and Director of the Program on International Finance Systems, Harvard Law School Senator Tim Scott, US… [read post]
20 May 2014, 5:57 pm
Andrew Pincus, a partner at Mayer Brown, Hester Peirce, Senior Research Fellow at the Mercatus Center at George Mason University, and Rob Chapman, President of the American Land Title Association are expected to testify. [read post]
10 Jan 2024, 9:02 pm
” Commissioner Peirce supported and largely used her statement to say ‘better late than never’ (not a quote!) [read post]
17 Jul 2022, 6:23 am
” As with recent prior agendas, SEC Commissioner Hester Peirce has almost no kind words for the agency’s plans—“flawed goals and a flawed method for achieving them. [read post]
24 Jun 2022, 3:00 am
” In a statement, Commissioner Peirce objected to the requirement that the company modify its employment agreements to permit employees to report alleged misconduct to governmental or law enforcement authorities in addition to the SEC. [read post]
16 Jan 2024, 10:57 am
” Each of Commissioners Peirce and Uyeda issued statements in support of the SEC action. [read post]
20 Jun 2024, 3:30 am
In a dissenting statement, Commissioners Peirce and Uyeda again challenged the SEC’s use of Section 13(b)(2)(B) in a setting not involving accounting controls: The Commission’s order faulting RRD’s internal accounting controls breaks new ground with its expansive interpretation of what constitutes an asset under Section 13(b)(2)(B)(iii). [read post]
11 Dec 2020, 7:08 am
On December 10, 2020, the SEC approved a proposed rule change submitted by FINRA. [read post]
30 Sep 2018, 4:48 pm
Again, in the Western tradition (notwithstanding the good work done by Whewell, Herschel and Mille earlier in the nineteenth century) it was left to [Charles Sanders] Peirce in the late nineteenth century to bring out the value of the method of hypothesis (calling it abduction and distinguishing it from deduction and induction). [read post]
12 Mar 2024, 6:28 am
Gensler has previously said that under current rules, brokers and advisers cannot address conflicts of interest through disclosure alone.Commissioner Hester Peirce questioned why the recommendation was changed from an earlier draft, particularly regarding the earlier version’s emphasis on disclosure versus mitigation of conflicts. [read post]
24 Aug 2023, 5:47 am
Commissioners Peirce and Uyeda both dissented, with both noting that there was no showing that imposing FINRA membership would be an advantage over the way things are done now, or in another alternative and less-burdensome way. [read post]
4 May 2020, 7:07 pm
At this meeting, Commissioner Hester Peirce remarked that capital-raising over the Internet—such as crowdfunding—“is just another way of practicing social distancing. [read post]
6 Nov 2023, 5:30 am
At the time of its issuance, Commissioner Hester Peirce objected, stating that the SEC should have used a process that involved a public consultation, not an SAB, to make the accounting adjustment. [read post]
11 Mar 2022, 8:20 am
Gensler welcomed the panelists’ comments on these proposals.Commissioner Hester Peirce’s remarks. [read post]
22 Apr 2019, 4:53 pm
On February 8, 2019, SEC Commissioner Hester Peirce provided remarks concerning regulation and innovation. [read post]
22 Aug 2023, 6:30 am
Peirce and Mark T. [read post]
10 Mar 2016, 3:44 am
I suppose that depends partly on how quickly the SEC updates that list, something that I don’t know… The Senate Banking Committee has announced that it will hold a hearing on the nominations of Lisa Fairfax and Hester Peirce to be SEC commissioners next Tuesday, March 15… Stop Orders for Withdrawal Requests? [read post]
29 Dec 2020, 9:09 am
” SEC Commissioners Lee, Crenshaw, and Peirce released a statement which reads: “We heartily congratulate Commissioner Roisman on his designation as Acting Chairman of the Securities and Exchange Commission and look forward to continuing our work together to further the agency’s vital mission. [read post]
29 Jun 2022, 3:30 am
Check out Commissioner Peirce’s dissenting statement, which provides a less damning perspective on EY’s conduct surrounding the firm’s response to the SEC’s information request, and this WSJ article, which provides additional details & background on the case. [read post]
7 Jun 2021, 3:30 am
The SEC’s action prompted a dissenting statement from commissioners Peirce & Roisman, who said that the SEC acted in an “unprecedented manner that is unmoored from any practical standard that could be meaningfully applied in the future. [read post]
