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2 Mar 2020, 5:55 am by Anita Bernstein
This occasion brings me to The Faculty Lounge as a guest blogger, June Medical Services LLC v. [read post]
31 Aug 2016, 6:00 am by Suzette Pringle
  The SEC entered into a $52.5 million settlement with four private equity fund advisers affiliated with Apollo Global Management LLC (collectively “Apollo”) arising out of insufficient disclosures and supervisory failures. [read post]
12 Apr 2010, 4:00 am by Peter A. Mahler
  Matter of Cline (Private Capital Management, LLC), 2010 NY Slip Op 02862 (1st Dept Apr. 8, 2010). [read post]
8 Jan 2013, 11:23 am by Amber Walsh
Private equity firm Warburg Pincus LLC has hired Goldman Sachs Group Inc. to explore the sale of eye-care company Bausch & Lomb, Bloomberg Businessweek reports. [read post]
Contact the Law Office of Christine M Bechtold, LLC today to schedule your free initial consultation. [read post]
Contact the Law Office of Christine M Bechtold, LLC today to schedule your free initial consultation. [read post]
4 Mar 2011, 6:58 am by Securites Lawprof
Kobayashi, a former financial adviser at UBS Financial Services LLC, with misappropriating $3.3 million in a scheme that included bilking investors in a private investment fund he established. [read post]
Contact the Law Office of Christine M Bechtold, LLC today to schedule your free initial consultation. [read post]
26 May 2023, 2:16 pm by Anthony Zaller
  A report, California Private Attorneys General Act of 2004, Outcomes and Recommendations by Baker & Welsh, LLC, states that the average settlement of a PAGA case is over $1 million. [read post]
10 Nov 2018, 9:58 am by Petrelli Previtera Schimmel, LLC
Fox Matthew previously worked at another prominent law firm in Pennsylvania before opening a private practice. [read post]
17 May 2017, 6:42 am by Adam Weinstein
  Washington found that Donnelly introduced approximately 40 individuals to the private placement who invested approximately $4,000,000. [read post]
21 May 2015, 3:56 pm by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
  The issue of broker-dealer due diligence in private placement offerings comes on the heels of the collapse of two major deals in 2009: Medical Capital Holdings, Inc. and Provident Royalties, LLC. [read post]
24 Jul 2020, 12:42 pm by Renae Lloyd
Syndicated conservation easements are private placement investments that promise tax deductions possibly worth four to four-and-a-half times a person’s investment. [read post]
24 Sep 2020, 8:23 am by Rene T. McNulty
On June 14, 2019, the CFPB entered into a settlement with Student CU Connect CUSO, LLC (“CUSO”), another company that had been set up to hold and manage a separate portfolio of private loans for ITT students. [read post]
29 Apr 2021, 10:38 am by Eugene Volokh
I blogged a few weeks ago about a COVID-related libel lawsuit by former Electronic Privacy Information Center head Marc Rotenberg against Politico, LLC, and in particular noted the possible jurisdictional problem: As I've suggested in my earlier posts (on the disclosure of private facts claim and the libel and false light claims), the lawsuit by Marc Rotenberg—former head of the Electronic Privacy Information Center—against Politico and Protocol is likely to be an… [read post]
2 Sep 2016, 8:30 am
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]