Search for: "Registered Agents"
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23 Sep 2014, 7:41 am
” The Division, however, reiterates from a December 16, 2013 policy statement that: (1) broker-dealers and broker-dealer agents are not relieved from an obligation to make adequate material disclosures of agent compensation in a securities transaction at the point of sale; and (2) the Division may investigate and bring enforcement against any broker-dealer or broker-dealer agent for failing to make adequate material disclosures about agent compensation at… [read post]
26 Dec 2019, 8:52 am
Register your trademarks and your copyrights and your patents in the country in which you are having your products made and in the country in which you will be selling them. [read post]
1 Mar 2007, 1:10 am
Russ Krajec had a post on 28 Feb. 07 including the text: In today's Federal Register, the USPTO has reopened the discussion on whether or not patent agents may prepare and file assignments for their clients. [read post]
16 May 2013, 11:24 am
A search at the electronic register of Indian patent agents reveals that there is no agent registered by this name. [read post]
7 Jan 2020, 8:08 am
A "customer" or "client" includes current and prospective customers and clients but does not include:financial institutions such as banks, savings and loans, insurance companies, trust companies, or registered investment companies;broker-dealers registered with a state securities commission;investment advisers registered with the SEC or with a state securities commission; orother institutional buyers.When not a fiduciary duty. [read post]
11 Nov 2011, 3:30 am
But one easily overlooked requirement to take advantage of the safe harbor is the requirement to register with the Copyright Office of the Library of Congress. [read post]
13 Apr 2012, 7:47 pm
Dear PCIP Broker, You are receiving this notice because you are currently or have previously been registered to participate in the Pre-Existing Condition Insurance Plan (PCIP) Broker Referral Payment Program. [read post]
5 Jul 2018, 7:01 am
Brooks was one of Woodbridge Group of Companies’s agents, and Woodbridge operated a billion dollar ponzi scheme that defrauded over 8,000 investors. [read post]
17 Apr 2017, 7:04 am
Lobbying “Former Trump Campaign Chairman to Register as Foreign Agent” by Jeff Horwitz, Chad Day, and Julie Pace (Associated Press) for ABC News “United Airlines Spent Millions Fighting Proposals to Protect Passenger Rights” by Frank Bass (MapLight) and David Sirota for International Business Times Missouri: “Ethics 101: What defines a lobbyist in Missouri? [read post]
11 Jan 2020, 8:25 pm
Three years later, federal agents discovered he was in a Texas jail, and had been living in Texas for a full year without having updated his sex offender registration following his illegal return to the U.S. [read post]
19 Nov 2010, 9:11 pm
It forces registered sex offenders to live no less than 2,000 feet from a school or playground. [read post]
4 Nov 2017, 6:16 am
There are nearly 750,000 sexual offenders registered in the United States. [read post]
5 Nov 2018, 11:56 am
For many years, registered patent attorneys, patent agents, and some pro se inventors have been able to log into a secure portal at the Patent Office website to file and monitor patent applications. [read post]
29 Sep 2010, 2:09 am
The organisations are: The Association of Residential Letting Agents (ARLA) – www.arla.co.uk The Royal Institute of Chartered Surveyors (RICS) – www.rics.org The National Approved Letting Scheme (NALS) – www.nalscheme.co.uk The National Association of Estate Agents (NAEA) – www.naea.co.uk It is also good if they are registered with the Property Ombudsman (TPO) – www.tpos.co.uk 2. [read post]
13 Jan 2014, 6:04 am
Presently, more than 1,100 municipal advisors are registered with the SEC under a temporary registration regime. [read post]
14 Feb 2017, 8:05 am
How can attorneys, registering on behalf of their clients, better control the e-mails that are sent when setting up service providers and designated agents? [read post]
22 Mar 2010, 12:31 pm
[The perks of being a registered agent]Argument of the day: Arguing (and losing) what the law is with a records clerk. [read post]
7 Sep 2009, 2:15 pm
My qualifications include nine years experience with patents (five years as a patent examiner + four years as a public searcher), registered patent agent (#56984), and an MSEE in microelectronics from George Mason University with a focus on electronic nanomaterials (e.g. thin films, nanowires, carbon nanotubes, quantum-confined structures). [read post]
21 Feb 2016, 10:50 am
Forced to Become Agent “We’re being forced to become an agent of law enforcement,” the company’s lawyer, Matt Zwillinger, told the court. [read post]
14 Oct 2021, 1:40 pm
Hence the Intellectual Property team at Mills & Mills LLP went to bat for the El Mo’s signature palm, headed by registered trademark agent and lawyer Taras Kulish. [read post]
