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15 Nov 2023, 6:26 am by jeffreynewmanadmin
According to the SEC’s orders, the companies obtained qualification from the SEC for their securities offerings using Regulation A—which provides companies a limited exemption from registration under the Securities Act as long as they meet specific requirements—but subsequently made one or more significant changes to their offerings that made the offerings no longer meet the requirements of the exemption, such as increasing the number of shares offered, increasing or… [read post]
5 Nov 2009, 2:08 am by Sean Patrick Donlan
Registration forms and additional information will be available shortly.The Irish Society of Comparative Law is open to those interested in Irish and comparative law. [read post]
21 Feb 2020, 7:52 am by Timothy B. Lee
People were particularly alarmed because the move came shortly after ICANN removed price caps on registration and renewal fees for .org domains. [read post]
25 Oct 2018, 6:27 am by Haley Claxton
Generally, its best to register before disaster strikes because, as stated on the Registry’s website, “on average, it takes 2-3 days to properly register and have your registration become active in SAM. [read post]
15 Aug 2011, 2:32 am by Hedge Fund Lawyer
 Previously family offices would have been exempt from registration because of the private adviser exemption. [read post]
5 Jul 2019, 4:00 am by Jim Sedor
Privately, Democratic strategists, candidates, and officials say they have been alarmed by how deeply doubts about female electability have taken hold. [read post]
6 Apr 2022, 6:12 am
Climate-related disclosures within registration statements, including information filed in annual reports and incorporated by reference, will also be subject to liability provisions under the Securities Act of 1933 and will not be afforded protections under the forward-looking safe harbors pursuant to the Private Securities Litigation Reform Act. [read post]
6 Apr 2022, 6:12 am
Climate-related disclosures within registration statements, including information filed in annual reports and incorporated by reference, will also be subject to liability provisions under the Securities Act of 1933 and will not be afforded protections under the forward-looking safe harbors pursuant to the Private Securities Litigation Reform Act. [read post]
13 May 2015, 10:33 pm by Jan von Hein
Malte Kramme, Conflict law aspects of the successor’s responsibility for debts of the acquired business, before and after the Rome-Regulations The German Federal Court of Justice deals, in its decision of 23 October 2013, with several current questions in the field of private international law. [read post]
9 Jan 2021, 8:51 am by Eric Goldman
COPPA cannot be the basis of a private right of action: by the text of the preemption clause, state law claims predicted on COPPA violations are preempted because of the treatment inconsistent with COPPA’s remedial scheme involving the FTC and state attorney [read post]
5 Jul 2021, 4:39 am by Jan von Hein
The latest issue of the „Praxis des Internationalen Privat- und Verfahrensrechts (IPRax)“ features the following articles: O. [read post]
19 May 2020, 4:10 am by Dan Filler
Please note that individuals presenting at the program are responsible for their own Annual Meeting registration fee and travel expenses The Session theme is: “Outsourced Borders and Invisible Walls. [read post]
14 Apr 2011, 9:23 am by Brian A. Comer
In-house counsel are defined as licensed attorneys, who are employed exclusively by a corporation or other private sector organization, for the purpose of providing legal representation and counsel only to that corporation, its affiliates and subsidiaries. [read post]
5 Mar 2010, 2:47 pm by Steven Taber
Anyone can go to the FAA website and look up an aircraft registration, but there are a select few who wish to keep their aircraft tail numbers anonymous, like corporations. [read post]
9 Apr 2012, 3:34 am by Broc Romanek
Accordingly, a registration statement submitted through this process is not considered "filed" for purposes of Section 5 of the Securities Act. [read post]
6 Apr 2020, 8:37 pm by John Jascob
Issuers filing a notice under Georgia Securities Act Section 10-5-21 (investment company and Rule 506 issuers), Section 10-5-22 (issuers registering securities by coordination) or Section 10-5-23 (issuers registering securities by qualification) must file the notice or registration using NASAA’s Electronic Filing Depository (EFD) or SeamlessDocs. [read post]
23 Feb 2011, 10:59 pm by Matthew Flinn
This is evident in section 2(5), which provides that “[n]o religious service is to be used while the civil partnership registrar is officiating at the signing of a civil partnership document”. [read post]
14 Apr 2011, 4:00 pm by Charles Nichols
  A few topics of note from the meeting were: (1) The elimination of the small private adviser registration exemption; (2) The increase of the federal registration asset threshold from $25 million to $100 million resulting in what is being referred to as the "switch" causing over 4,100 investment advisers to fall under state registration as opposed to federal registration; (3) Six new, narrow registration exemptions for Venture… [read post]
5 Apr 2012, 1:57 pm by James Saksa
  For more on the registration requirement threshold shift from 500 to 2000 investors, click here. [read post]