Search for: "Securities Investor Protection Corporation"
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25 Nov 2022, 12:30 pm
Friends, the feds are proposing a new, clear-as-mud rule requiring new corporate entities to identify all owners who exercise "substantial influence over important decisions. [read post]
24 Nov 2022, 9:03 pm
The NTIA also argued that the FTC should place the burden on companies to protect consumer privacy, including by mandating safer corporate data collection procedures. [read post]
23 Nov 2022, 6:32 am
Responding directly to this group, another group of 22 law school professors argued that while the SEC does have “broad statutory authority” to compel disclosures to protect investors, the latent but clear intent of the Proposal is to advance social goals related to climate change rather than protect actual investors. [read post]
23 Nov 2022, 6:32 am
Responding directly to this group, another group of 22 law school professors argued that while the SEC does have “broad statutory authority” to compel disclosures to protect investors, the latent but clear intent of the Proposal is to advance social goals related to climate change rather than protect actual investors. [read post]
23 Nov 2022, 6:31 am
The potential rise of single-issue candidates has important implications for how boards engage with investors, discuss oversight of key issues and protect the reputation of board members. [read post]
23 Nov 2022, 6:31 am
The potential rise of single-issue candidates has important implications for how boards engage with investors, discuss oversight of key issues and protect the reputation of board members. [read post]
22 Nov 2022, 3:49 pm
However, in actuality, the company’s cybersecurity program is alleged to have been “woefully deficient”: there was no security team, password policy, security training, or documentation regarding data protection. [read post]
21 Nov 2022, 6:30 am
Environmental, ESG and Sustainability Issues: Issues such as climate change continue to receive significant attention from the SEC and investors. [read post]
21 Nov 2022, 6:30 am
Environmental, ESG and Sustainability Issues: Issues such as climate change continue to receive significant attention from the SEC and investors. [read post]
18 Nov 2022, 6:51 am
Nor does it offer genuine financial inclusivity and robust protections for digital asset purchasers and investors, in his view.Significant risks. [read post]
17 Nov 2022, 1:23 pm
If the SPV has cash flow and strong collateral, investors may be more inclined to purchase corporate bonds from the SPV instead of the parent company. [read post]
17 Nov 2022, 1:14 pm
The report cites a statement from the SEC Enforcement Division’s Director, Gurbir Grewal, as saying that the Enforcement Division is “working with a sense of urgency to protect investors, hold wrongdoers accountable, and deter future misconduct in our financial markets. [read post]
15 Nov 2022, 1:00 pm
“As reflected in these results, the Enforcement Division is working with a sense of urgency to protect investors, hold wrongdoers accountable and deter future misconduct in our financial markets,” said Gurbir S. [read post]
15 Nov 2022, 6:32 am
Related research from the Program on Corporate Governance includes The Untenable Case for Keeping Investors in the Dark (discussed on the Forum here) by Lucian Bebchuk, Robert J. [read post]
15 Nov 2022, 6:32 am
Related research from the Program on Corporate Governance includes The Untenable Case for Keeping Investors in the Dark (discussed on the Forum here) by Lucian Bebchuk, Robert J. [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Investor protection, Say on pay, SEC, SEC enforcement, Section 951 Losing Control? [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Investor protection, Say on pay, SEC, SEC enforcement, Section 951 Losing Control? [read post]
10 Nov 2022, 9:53 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
10 Nov 2022, 5:01 am
As I previously wrote, We can show that there is a market for free speech by supporting Twitter in trying to reduce the dependence on corporate sponsors. [read post]
7 Nov 2022, 6:32 am
Our Role as a Long-term Investor amidst Diverse Shareholder Views We appreciate that different investors have a broad spectrum of investment philosophes, risk appetites, and time horizons. [read post]
