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6 Aug 2013, 8:22 am
According to reports, Morgan Stanley Smith Barney recommended that its financial advisors pull client money out of Paulson’s Advantage and Advantage Plus funds in December 2012, likely because the firm was concerned with the level of risk to which their clients were being exposed. [read post]
3 Jul 2013, 5:05 am
By Stanley D. [read post]
2 Jul 2013, 1:41 pm
Nussbaum (1) Bernard-Henry Lévy (3) Bert Parks (1) Bertrand Russell (1) Bessie Smith (1) Best of the Web (7) bestiality (14) Beta Rube (1) betamax3000 (18) Beth (the commenter) (9) Bette Davis (14) Bette Midler (1) Betty Friedan (8) Betty White (1) Beyonce (18) Bhutan (2) Bianca Jagger (1) Bible (40) Biddy Martin (13) biden (177) Biden gaffes (21) Biff (1) big and small (5) Big Government sounds like a creepy stalker (10) Big Hollywood (1) Big Mike (1) bigotry (22) biking (160)… [read post]
24 Jun 2013, 5:58 am
After a four-year process, Morgan Stanley has agreed to purchase the remaining 35% share of Smith Barney from Citigroup as soon as next week, the firm announced on Friday.Finishing Touches On Citi Deal Boost Morgan Stanley Wealth Management [read post]
21 May 2013, 11:36 am
Congressman Adam Smith, Democrat of Washington State, has sent this letter to the White House. [read post]
20 May 2013, 4:34 am
From the opinion: Plaintiff, in opposition to being compelled to arbitrate its claims against Morgan Stanley Smith Barney, contends that Defendant Cypress, as the main co-conspirator in embezzling and misappropriating millions of dollars of the Miccosukee Tribe’s funds for his personal gain, was without authority to bind the Miccosukee Tribe, absent the knowledge and consent of the Miccosukee Tribe’s General Counsel, to arbitration, which effectively closes the federal… [read post]
7 May 2013, 2:47 pm
FINRA recently announced that John Melton Hackbarth (a financial advisor that was formerly registered with Morgan Stanley Smith Barney in Birmingham, Alabama) has been barred from association with any FINRA member in any capacity. [read post]
2 May 2013, 5:15 pm
Stanley R. [read post]
4 Apr 2013, 6:24 am
Morgan Stanley Smith Barney, LLC, Case No. [read post]
31 Jan 2013, 4:26 am
In the Matter of the FINRA Arbitration Between Morgan Stanley Smith Barney, LLC and Morgan Stanley Smith Barne... [read post]
16 Jan 2013, 9:00 pm
Morgan Stanley - without a doubt the most significant enforcement action of 2012 was the Declination given to Morgan Stanley, when one of its Managing Directors, Garth Peterson, pled guilty to a FCPA violation. [read post]
14 Jan 2013, 7:30 am
Greg Smith wrote about it in his spectacular “take-this-job-and-shove-it” New York Times op-ed (key word: “muppets”). [read post]
8 Jan 2013, 8:02 am
In 2011, Claimant Gregory Carl Torretta (“Torretta”) filed a claim with FINRA against Respondent Morgan Stanley Smith Barney (“Morgan Stanley”) for violations of FINRA rules, breach of employment contract, and wrongful termination. [read post]
7 Jan 2013, 4:05 am
Scott Smith, Religious Toleration and the First Amendment, [Abstract], (22 Kansas Journal of Law & Public Policy 109-137, 2012).Theological Argument in Law: Engaging With Stanley Hauerwas. [read post]
27 Dec 2012, 6:25 am
By: Stanley Chalvire The United States Patent and Trademark Office (USPTO) recently published final rules in the Federal Register implementing the micro entity provisions of the Leahy-Smith America Invents Act. [read post]
26 Nov 2012, 4:56 am
The case the judge was referencing was the Court’s decision in Smith v. [read post]
14 Nov 2012, 9:05 am
Between Pavel and Justia's Tim Stanley, much of the direction and advice I give myself (and others) comes from following their paths. [read post]
Eastern District of Texas bench/bar - Friday general sessions and breakouts on patent/criminal/civil
26 Oct 2012, 12:45 pm
Sean Rommel, Melissa Smith & Michael Truncale. [read post]
20 Oct 2012, 2:37 pm
” At Shepherd Smith Edwards and Kantas, LTD, LLP, Our securities fraud lawyers represent victims of annuity fraud throughout the US. [read post]
16 Oct 2012, 4:05 pm
They worked together at Morgan Stanley and Old Lane Partners LP. [read post]
