Search for: "State v. Investors Security Corporation" Results 501 - 520 of 1,355
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22 Jan 2024, 9:01 pm by renholding
And since we are in San Diego and I am a former California state securities regulator, let me throw in one more — Regulation CE, a Commission exemption for transactions exempt from qualification under Section 25102(n) of the California Corporations Code.[9] Each exemption differs on particular factors, such as whether general solicitation is permitted, the types of issuers that can use the exemption, the types of investors that can purchase under the… [read post]
2 Feb 2017, 9:53 am by Kevin LaCroix
”  Brief for Chamber of Commerce of the United States as Amicus Curiae Supporting Petitioners, Dura Pharm., Inc. v. [read post]
2 Feb 2017, 9:53 am by Kevin LaCroix
”  Brief for Chamber of Commerce of the United States as Amicus Curiae Supporting Petitioners, Dura Pharm., Inc. v. [read post]
10 Apr 2023, 3:01 pm
We then reasoned that if the pending litigation were transferred to Nevada where Nevada law would be applied, the investors would lose the benefit of California’s Corporate Securities Law of 1968 (Corp. [read post]
13 Sep 2013, 5:16 am by Susan Brenner
Richardson also “reported the matter to corporate security” and Kelly O’Reilly began an investigation. [read post]
5 Jul 2013, 8:25 am by Larry Catá Backer
”[3] However, the environmental concerns of local communities remain beyond the reach of international law, absent an element of global common concern, for intra-territorial environmental harms fall squarely within the sovereign jurisdiction of host states.[4] Should host states choose to listen to local community concerns and shut down corporate operations, they find themselves subject to investor-state arbitration clauses that privilege the rights… [read post]
27 Nov 2017, 7:35 am by Mary Jane Wilmoth
  On Tuesday, Nov. 28th  the United States Supreme Court will hear oral argument in Digital Realty Trust v. [read post]
17 Apr 2024, 9:01 pm by renholding
On April 12, 2024, the Supreme Court unanimously reversed and vacated the Second Circuit’s decision in Macquarie Infrastructure Corporation v. [read post]
11 Nov 2021, 2:07 pm by Kevin LaCroix
 Claim handlers continue to wrestle with enduring long-tail Exchange Act claims, federal and state Securities Act claims, and shareholder derivative suits without respite. [read post]
5 Apr 2012, 12:34 pm by James Hamilton
Title II removes the prohibition against general solicitation or advertising on sales of non-publicly traded securities, provided that all purchasers of the securities are accredited investors. [read post]
30 Nov 2022, 2:13 pm by Kevin LaCroix
”[17]  The court disagreed, stating: “The efficient price is not set by an invisible hand that instantly reflects new information in a security’s price, but through the dynamic, high-volume exchange of a security over an appropriate window of time. [read post]
14 Aug 2023, 9:10 pm by Meredith Ervine
Here’s Kevin LaCroix’s reminder: Securities class action plaintiff’s counsel routinely scour corporate expressions of purpose, of conduct, or of ethics, to try to find statements that are contrary to subsequent corporate conduct, in order to try to support allegations that the statements misled investors. [read post]