Search for: "The Commissioner of Securities"
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11 Sep 2014, 9:12 am
The Securities and Exchange Commission's ("SEC's) human lightning rod, Commissioner Daniel M. [read post]
4 Aug 2021, 9:16 am
Former Social Security Commissioner Andrew Saul has only been gone from the agency a number of days, but Social Security is already moving in the direction of removing initiatives the agency worked on under Saul’s leadership. [read post]
31 Oct 2011, 2:17 pm
Department of the Treasury Moderator: Joanne McNabb, Chief, California Office of Privacy Protection Speakers: Christopher Graham, UK Information Commissioner; Yoram Hacohen, Head of the Israeli Law, Information and Technology Authority; Timothy Pilgrim, Privacy Commissioner of Australia; Lisa Sotto, Partner and Head of the Privacy and Data Security Practice at Hunton & Williams LLP; Emily Stapf, Forensic Technology Solutions Director at PwC Privacy Responsibility in… [read post]
21 Oct 2013, 2:32 pm
Congress purposely designed Dodd-Frank Section 922’s whistleblower reward program and its anti-retaliation protections so that reports of potential securities law violations would be channeled to the SEC, contended the former officials, the regulatory agency best positioned to investigate potential violations of the securities laws. [read post]
18 Nov 2021, 6:03 am
The views expressed in the post are those of Commissioner Crenshaw, and do not necessarily reflect those of the Securities and Exchange Commission, the other Commissioners, or the Staff. [read post]
13 Feb 2023, 12:15 pm
Sohn to be a Federal Communications Commission (FCC) Commissioner, and the Senate Committee on Finance discusses eliminating counterfeits. [read post]
13 Feb 2023, 9:15 am
Sohn to be a Federal Communications Commission (FCC) Commissioner, and the Senate Committee on Finance discusses eliminating counterfeits. [read post]
7 Aug 2014, 12:13 pm
“Both logic and the interpretive canon of expressio unius est exclusio alterius compel the conclusion that Congress did not intend for Sec. 925 of the Dodd-Frank Act to apply retroactively,” concluded the Commissioner. [read post]
12 Feb 2010, 6:43 am
The Canadian Privacy Commissioner just invited interested parties to file written submissions on privacy issues surrounding cloud computing. [read post]
30 May 2012, 3:31 pm
The Missouri Securities Commissioner, Robin Carnahan, issued an advisory release to alert entrepreneurs of the impact of the new crowdfunding exemption contained in the recently passed Jumpstart Our Business Startups (JOBS) Act. [read post]
30 Mar 2021, 6:33 am
According to a statement from Social Security Administration (SSA) Commissioner Andrew Saul published Friday, March 26, the SSA has turned over updated contact and bank account information for SS, SSDI, and SSI beneficiaries to the IRS for the purpose of getting payments to beneficiaries who did not file 2019 or 2020 federal tax returns. [read post]
1 Oct 2008, 11:56 pm
DRM software has also been shown to create other security problems. [read post]
27 Feb 2009, 1:07 pm
Fred Joseph, President of the North American Securities Administrators Association (NASAA) and Colorado Securities Commissioner, released a statement on President Obama's announcement yesterday of the core principles that will guide his administration's efforts to reshape how the nation's financial industry... [read post]
21 Nov 2007, 11:15 am
Shulman, Vice Chairman of the Financial Industry Regulatory Authority (formerly known as the National Association of Securities Dealers), to be Commissioner of the Internal Revenue Service: White House Press Release Treasury Department Press Release... [read post]
22 Sep 2009, 7:21 pm
Customs and Border Protection (CBP) Commissioner. [read post]
20 Aug 2015, 6:00 am
The guidelines also aim at mitigating risks of security incidents and privacy breaches. [read post]
1 Dec 2019, 6:39 am
Recently, the Commissioner for Social Security has promulgated changes in the rules dealing with the time limits within which evidence can be submitted. [read post]
24 Apr 2010, 9:37 am
At an investment adviser compliance seminar last month, Securities and Exchange Commissioner Luis Aguilar called on Congress to impose the same standard of care that applies to investment advisers to all financial intermediaries. [read post]
17 Aug 2020, 9:09 am
Peirce have been sworn into office as SEC commissioners. [read post]
17 May 2015, 6:46 am
One, and only one, Securities and Exchange Commissioner got it right. [read post]
