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Why Is the Number of Securities Class Actions Alleging Insider Trading Dropping?
10 Jan 2024, 9:05 pm by renholding
In a typical year, the Securities and Exchange Commission (SEC) brings a few dozen enforcement cases against individuals for insider trader. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
MPs want the U.S. Securities and Exchange Commission to cut JBS out of American financial markets
10 Jan 2024, 9:02 pm by Dan Flynn
Securities and Exchange Commission (SEC) approval. [read post]
Food Safety News - http://www.foodsafetynews.com/
Crypto: SEC Approves First Spot Bitcoin ETFs (For Real)
10 Jan 2024, 9:02 pm by Meredith Ervine
Yesterday afternoon, the Commission approved a series of rule changes that will allow for the listing and trading of the 11 bitcoin ETFs that were the subject of applications by national securities exchanges — specifically, NYSE Arca, Nasdaq, and Cboe BZX Exchange. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
SEC Chair Gensler Speaks About Approval of Spot Bitcoin Exchange-Traded Products
10 Jan 2024, 9:01 pm by renholding
Securities and Exchange Commission. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Crypto ETFs In Your Traditional Brokerage Account… What Could Go Wrong?
10 Jan 2024, 3:30 am by Adam G. Schreck
On January 10, 2024, the Securities and Exchange Commission (“SEC”) released a statement announcing the approval of the listing and trading of spot bitcoin exchange-traded product shares on national securities exchanges. [read post]
New York Securities Fraud Lawyers Blog - http://www.newyorksecuritieslawyersblog.com/
Collateral Consequences: What Does the Expanding Advisers Act Regulatory Regime Mean for Private Fund Managers?, The Review of Securities & Commodities Regulation
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
Well Done - https://www.morganlewis.com/blogs/welldone
Collateral Consequences: What Does the Expanding Advisers Act Regulatory Regime Mean for Private Fund Managers?, The Review of Securities & Commodities Regulation
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
Up & Atom - https://www.morganlewis.com/blogs/upandatom
Collateral Consequences: What Does the Expanding Advisers Act Regulatory Regime Mean for Private Fund Managers?, The Review of Securities & Commodities Regulation
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
Power & Pipes - https://www.morganlewis.com/blogs/powerandpipes
Collateral Consequences: What Does the Expanding Advisers Act Regulatory Regime Mean for Private Fund Managers?, The Review of Securities & Commodities Regulation
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
ML BeneBits - https://www.morganlewis.com/blogs/mlbenebits
Collateral Consequences: What Does the Expanding Advisers Act Regulatory Regime Mean for Private Fund Managers?, The Review of Securities & Commodities Regulation
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
As Prescribed - https://www.morganlewis.com/blogs/asprescribed
Collateral Consequences: What Does the Expanding Advisers Act Regulatory Regime Mean for Private Fund Managers?, The Review of Securities & Commodities Regulation
9 Jan 2024, 10:00 pm
Last year, the US Securities and Exchange Commission adopted a landmark rulemaking that impacted the $26.6 trillion private fund industry. [read post]
Tech & Sourcing @ Morgan Lewis - https://www.morganlewis.com/blogs/sourcingatmorganlewis
Unsuitability Loss Attorneys
8 Jan 2024, 6:30 pm by Shepherd Smith Edwards & Kantas, LLP
The company’s CEO Mmobuosi Odogwu Banye (also known as Dozy Mmobuosi) and his US affiliates are being charged by the US Securities and Exchange Commission (SEC) in connection with an alleged multi-year scam that may have defrauded investors of hundreds of millions of dollars. [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
REIT Loss Lawyers
8 Jan 2024, 6:28 pm by Shepherd Smith Edwards & Kantas, LLP
The fact that the non-traded REIT defaulted on $217M of a loan that was due in October is also not optimistic news—not to mention that the US Securities and Exchange Commission’s (SEC) regional office in Fort Worth, TX has launched an investigation. [read post]
Investor Lawyers Blog - https://www.investorlawyers.com/blog/
Government power, from federal agencies to counties, highlights January session
8 Jan 2024, 5:42 pm by Ellena Erskine
Moab Partners, L.P. is whether a violation under a Securities and Exchange Commission regulation, Item 303 of Regulation S-K, can support a claim of securities fraud. [read post]
SCOTUSblog - http://www.scotusblog.com/
2023 Retrospective
8 Jan 2024, 6:08 am by Bruce Zagaris
International securities enforcement continues to receive attention. [read post]
The International Enforcement Law Reporter Blog - http://ielrblog.com
2023 Retrospective
8 Jan 2024, 6:08 am by Bruce Zagaris
International securities enforcement continues to receive attention. [read post]
The International Enforcement Law Reporter Blog - http://ielrblog.com/
How Crypto Fraud Affects Investor Behavior
7 Jan 2024, 9:05 pm by renholding
The Securities and Exchange Commission (SEC) has highlighted a key concern: Compared with traditional capital markets, cryptocurrency markets lack comprehensive regulatory oversight and robust investor protection measures. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Latest property rights fight comes before justices
5 Jan 2024, 7:35 am by Amy Howe
California Coastal Commission and Dolan v. [read post]
SCOTUSblog - http://www.scotusblog.com/
Silver Law Group Investigates Investor Losses In Location Ventures, LLC And Rishi Kapoor
5 Jan 2024, 7:03 am by Silver Law Group
Contact us today at (800) 975-4345 and let us know how we can help. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Crypto: SEC & Court Stand by Howey
5 Jan 2024, 3:30 am by Liz Dunshee
The SEC recently shot down the crypto exchange’s rulemaking petition (despite disagreement from Commissioners Peirce & Uyeda). [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/