Search for: "United States Securities and Exchange Commission"
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20 May 2020, 8:38 am
According to its website, Passco Companies, LLC has acquired over $5.6 billion in multifamily and commercial real estate in the United States and is a recognized provider of investment opportunities in real estate projects. [read post]
10 Aug 2020, 5:46 am
We are currently investigating allegations made by the United States Securities and Exchange Commission (SEC) and the US Attorney for the Southern District of New York that contend the Belize Infrastructure Fund I, LLC was a Ponzi scheme. [read post]
31 Aug 2020, 7:09 am
The United States Securities and Exchange Commission (“SEC”) adopted amendments to the definitions of both accredited investor under Securities Act of 1933 (“Securities Act”) Regulation D Rule 501 and qualified institutional buyer (“QIB”) under Securities Act Rule 144A. [read post]
2 Feb 2017, 5:00 am
Dodd-Frank made the Securities and Exchange Commission create a rule on the disclosure of payments by resource extraction issuers. [read post]
28 Feb 2007, 12:00 pm
Securities and Exchange Commission. [read post]
21 Mar 2017, 3:59 pm
Last week, the United States Securities and Exchange Commission filed a petition for rehearing en banc with the Tenth Circuit Court of Appeals, imploring the court to reconsider a divided panel’s ruling on the unconstitutionality of its administrative law judges in Bandimere v. [read post]
16 May 2011, 9:48 pm
The Securities and Exchange Commission and the US Justice Department announced the settlement together. 25 state attorneys generals and 3 federal agencies had accused the financial firm of rigging a minimum of 100 reinvestment transactions in 36 states, which placed the tax-exempt status of over $16.5 billion in municipal bonds at peril. [read post]
13 Feb 2011, 5:00 am
In Securities and Exchange Commission (“SEC”) v. [read post]
30 Jan 2018, 2:51 pm
Over the course of the last two months, we have witnessed a flurry of enforcement activity with respect to initial coin offerings and virtual currency fraud schemes by the Securities and Exchange Commission and the Commodity Futures Trading Commission. [read post]
31 Oct 2012, 5:42 am
Securities and Exchange Commission. [read post]
23 Feb 2016, 7:36 am
She discussed the Second Circuit’s decision in United States v. [read post]
6 Aug 2015, 7:19 pm
The Securities and Exchange Commission and the Public Company Accounting Oversight Board have experienced years of frustration in seeking Chinese cooperation in their efforts to investigate securities fraud and accounting malpractices involving Chinese firms and citizens. [read post]
19 Sep 2019, 5:49 am
Securities and Exchange Commission and a long stint in private practice for the prestigious D.C. law firm Covington & Burling, Gesell proved himself one of the court’s staunchest advocates and a judicious arbiter of federal power, a facet of his juridical practice apparent in his papers. [read post]
18 May 2020, 1:54 pm
During that time, the task force worked to answer the question Congress established it to address: What strategic approach should the federal government take to defending the United States in cyberspace? [read post]
18 May 2020, 1:54 pm
During that time, the task force worked to answer the question Congress established it to address: What strategic approach should the federal government take to defending the United States in cyberspace? [read post]
6 Nov 2013, 7:00 am
The Staff of the Securities and Exchange Commission Division of Trading and Markets issued advice on Securities Exchange Act of 1934 Rule 15a-6, involving registration exemptions for foreign broker-dealers. [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
7 Aug 2012, 1:19 pm
Cuomo, filed in the United States District Court of Massachusetts. [read post]
7 Aug 2012, 1:19 pm
Cuomo, filed in the United States District Court of Massachusetts. [read post]
23 Jun 2007, 8:13 am
The US Securities and Exchange Commission opened a formal probe into its accounting and insider stock sales. [read post]
