Search for: "United States Securities and Exchange Commission"
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16 Feb 2023, 9:05 pm
Securities and Exchange Commission (SEC) proposed changes to its implementation of the Privacy Act. [read post]
16 Feb 2023, 6:02 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to the representation of investors in FINRA arbitration claims against brokerage firms throughout the United States. [read post]
16 Feb 2023, 12:15 am
As previously reported in this blog, the United States Securities and Exchange Commission is attempting to force the international law firm of Covington & Burling, LLP to identify hundreds of its publicly traded clients. [read post]
15 Feb 2023, 9:29 am
The indictment comes more than four months after the Securities and Exchange Commission filed its own charges against Wells. [read post]
15 Feb 2023, 4:26 am
The Biden administration is discussing a possible prisoner exchange with Iran in a bid to secure the release of American citizens detained in the country. [read post]
14 Feb 2023, 9:52 am
Musk’s tweets on this topic, both he and Tesla agreed to resolve allegations of wrongdoing with the United States Securities and Exchange Commission. [read post]
14 Feb 2023, 7:02 am
/UK sanctions against the Trickbot cybercrime group, confirmation that Twitter’s sale will not be investigated by the Committee on Foreign Investment in the United States (CFIUS), and the latest on Security and Exchange Commission (SEC) v. [read post]
13 Feb 2023, 7:54 am
§105, as a “work of the United States Government”? [read post]
13 Feb 2023, 5:59 am
[xiv] The DOJ’s private equity healthcare antitrust concerns have also been echoed by the Federal Trade Commission (“FTC”). [read post]
12 Feb 2023, 10:00 pm
The start of February was a busy period for regulators in the United States, where the US Securities and Exchange Commission (SEC) settled charges against an exchange in connection with its staking services and where other regulators issued digital asset guidance. [read post]
12 Feb 2023, 10:00 pm
The start of February was a busy period for regulators in the United States, where the US Securities and Exchange Commission (SEC) settled charges against an exchange in connection with its staking services and where other regulators issued digital asset guidance. [read post]
12 Feb 2023, 10:00 pm
The start of February was a busy period for regulators in the United States, where the US Securities and Exchange Commission (SEC) settled charges against an exchange in connection with its staking services and where other regulators issued digital asset guidance. [read post]
12 Feb 2023, 10:00 pm
The start of February was a busy period for regulators in the United States, where the US Securities and Exchange Commission (SEC) settled charges against an exchange in connection with its staking services and where other regulators issued digital asset guidance. [read post]
12 Feb 2023, 10:00 pm
The start of February was a busy period for regulators in the United States, where the US Securities and Exchange Commission (SEC) settled charges against an exchange in connection with its staking services and where other regulators issued digital asset guidance. [read post]
12 Feb 2023, 10:00 pm
The start of February was a busy period for regulators in the United States, where the US Securities and Exchange Commission (SEC) settled charges against an exchange in connection with its staking services and where other regulators issued digital asset guidance. [read post]
10 Feb 2023, 11:23 am
Securities and Exchange Commission. [read post]
9 Feb 2023, 11:27 am
Securities are financial contracts, such as units, shares or bonds, that give the owner a stake in an asset. [read post]
7 Feb 2023, 9:01 pm
Securities and Exchange Commission, in Washington, D.C. [read post]
7 Feb 2023, 6:19 pm
”The False Claims Act imposes treble damages and penalties on those who knowingly and falsely claim money from the United States or knowingly fail to pay money owed to the United States. [read post]
6 Feb 2023, 6:31 am
In the United States, the Securities and Exchange Commission is on the verge of adopting climate-related disclosure rules, possibly heralding the start of increasingly onerous ESG reporting obligations. [read post]
