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19 Jan 2019, 11:41 am
John Schmidt Allegedly Created & Falsified Financial Statements to Investors; Schmidt Has Been Barred by FINRA & Terminated by Wells Fargo John Schmidt also allegedly made false financial statements to investors, and also allegedly sold securities without the prior knowledge or authorization of the investors, according to Reports from Montgomery County, Ohio. [read post]
15 Apr 2009, 1:15 pm
Wells Fargo is of course one of the banks that is doing relatively well despite the downturn. [read post]
13 Oct 2008, 3:06 pm
Once again, the emergency means the usual rules are being disregarded for Wells Fargo-Wachovia, who got the Fed to meet on Sunday to approve their application for a merger:In light of the unusual and exigent circumstances affecting the financial markets, the weakened financial condition of Wachovia, and all other facts and circumstances, the Board has shortened to 10 days the notice period to the primary regulators of the banks and savings associations involved… [read post]
2 Sep 2021, 1:29 am
Wells Fargo isn’t the first bank to turn away expats though. [read post]
25 May 2018, 11:30 am
His last employer of record was Wells Fargo Clearing Services (aka Wells Fargo Advisors, CRD #19616), where he was employed from 10/05/2012 through 05/02/2016. [read post]
29 Feb 2012, 7:53 am
Wells Fargo also noted that it has received a Wells Notice from SEC staff relating to its disclosures in mortgage-backed securities offering documents. [read post]
6 Jan 2014, 7:42 am
Many of Busch’s customers had both Wells Fargo brokerage accounts and Wells Fargo bank accounts. [read post]
5 Jan 2021, 11:32 am
His previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) and Wells Fargo Advisors, LLC (CRD#:19616), also of Albuquerque, and Wells Fargo Investments, LLC (CRD#:10582) of Tucson, AZ. [read post]
10 Oct 2008, 2:22 am
[corporate website] on Thursday announced [press release] that it would not seek to enjoin the acquisition of Wachovia Corp. by Wells Fargo & Co. [read post]
29 May 2023, 1:26 pm
DOJ RELEASES SEC RELEASES Commission Statement on the Passing of Former Chairman Harvey Pitt (SEC) Former Wells Fargo Senior Executive Carrie Tolstedt Agrees to Settle SEC Fraud Charges for Mi... [read post]
14 Mar 2012, 5:08 pm
Seekamp Recently, Michael Merrill had posted a blog entry regarding Florida’s anticipated share of the landmark foreclosure settlement that the nation’s five largest banks, JPMorgan Chase, Wells Fargo, Citigroup, Bank of America, and Ally Financial. [read post]
19 Sep 2008, 11:39 am
As DealBook reported on Wednesday, Wells Fargo, JPMorgan Chase and HSBC have all expressed possible interest in the firm, which has hired Goldman Sachs to handled the process. [read post]
24 Aug 2017, 9:46 am
"KPMG...knew about the illegal activities [at Wells Fargo]...but didn’t think they were that big of a deal" https://t.co/L83ptDNimc #corpgov— Stefan Padfield (@ProfPadfield) August 20, 2017 "how director overcommitment ... could cause the next financial crisis" https://t.co/kwjK3bEdci #corpgov— Stefan Padfield (@ProfPadfield)... [read post]
17 Sep 2008, 12:16 pm
In recent days, federal banking regulators reportedly contacted Wells Fargo, JPMorgan Chase , HSBC and several other financial institutions to gauge their interest [...] [read post]
13 Feb 2008, 4:06 am
Morgan Chase, Washington Mutual, and Wells Fargo -- to offer short reprieves to homeowners on the verge of foreclosure. [read post]
24 Dec 2008, 4:09 pm
Just in time for Christmas, shareholders approved two of the biggest bank takeovers to emerge from the recent economic panic: Wells Fargo's takeover of Wachovia and PNC Financial Services Group's acquisition of National City Corp. [read post]
2 Feb 2009, 1:30 am
Taneja, 48, Fairfax, Virginia, has been sentenced to 84 months in prison, followed by three years of supervised release, and ordered to pay $33 million in restitution to four financial institutions: Franklin Bank, First Tennessee Bank, Wells Fargo Bank, and EMC Mortgage Co., a wholly owned subsidiary of J.P. [read post]
16 May 2011, 8:21 am
According to a story published on May 16 on the Huffington Post web news site, five major banks - Bank of America, JPMorgan Chase, Wells Fargo, Citigroup and Ally Financial - are said to have been the subject of Department of Housing and Urban Development Inspector General audits and are now in discussions with federal and state officials to resolve billions of dollars in False Claims Act allegations. [read post]
7 Jun 2023, 4:56 pm
A Georgia Court of Appeals reversed a lower court’s decision that vacated a Financial Industry Regulatory Authority arbitration award in favor of Wells Fargo, with the court arguing that there was no evidence that the wirehouse had “manipulated” the arbitration pool in the original dispute. [read post]
29 Mar 2012, 10:02 am
Morgan Chase, Bank of America, Citigroup, Wells Fargo and Ally Financial, formerly known as GMAC Mortgage have agreed to a $25 billion mortgage [...] [read post]
